Saturday, October 24, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam Priorities

Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Babylon, NY

Every SEC-registered investment adviser representative at a firm office in Babylon, with the firms that employ the most of them.

The short answer

29 registered advisors work in Babylon; the most are at Focus Partners Wealth, LLC (5). 5 list the CFP designation and 21 are also registered broker representatives.

Firms with the most advisors in Babylon

FirmAdvisors in Babylon
Focus Partners Wealth, LLC5
MML Investors Services, LLC5
J.P. Morgan Securities LLC news4
LPL Financial LLC news3
Osaic Wealth, Inc. news3
Edward Jones news2
Koehler Asset Management2
Wells Fargo Clearing Services, LLC news2
LPL Enterprise, LLC news1
Laufer Wealth Management, LLC1
Strategic Advisers LLC1

Advisors in Babylon, A to Z

CFP advisors in Babylon →

Other cities in New York

All of New York →

New York 15,109Melville 1,194Rochester 906Garden City 754Purchase 718Brooklyn 572Williamsville 461Syracuse 406Albany 390Buffalo 347Pittsford 341Hauppauge 322White Plains 300Cohoes 264Saratoga Springs 242Jericho 237Staten Island 234Latham 228Woodbury 223Amherst 217New York City 195Tarrytown 150Poughkeepsie 128Great Neck 124

Questions

How many financial advisors are in Babylon, NY?

29 investment adviser representatives are registered at firm offices in Babylon, New York, according to the SEC's Investment Adviser Public Disclosure records. 21 of them are also registered as broker representatives, and 5 list the CFP designation.

Which firm has the most financial advisors in Babylon?

Focus Partners Wealth, LLC, with 5 registered advisors in Babylon, followed by MML Investors Services, LLC with 5.

How do I check a financial advisor in Babylon?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.