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Financial ADVSR advisor directory · SEC adviser records

Stifel, Nicolaus & Company, Incorporated financial advisors in California

Every SEC-registered investment adviser representative at a Stifel, Nicolaus & Company, Incorporated office in California, by city and A to Z.

The short answer

330 registered advisors work at Stifel, Nicolaus & Company, Incorporated in California, out of 3,111 nationwide; it's the firm's number 2 state by advisors, and the most are in Newport Beach (37). 44 list the CFP designation and 330 are also registered broker representatives.

Stifel, Nicolaus & Company, Incorporated advisors by city in California

Every firm in California →

Newport Beach 37San Francisco 36Irvine 21Chico 19Los Angeles 19Carlsbad 17San Diego 17Westlake Village 13Modesto 11Redlands 10Roseville 10Redding 9Mission Viejo 8Murrieta 8San Rafael 8Walnut Creek 8Oxnard 7San Luis Obispo 7Santa Barbara 7Santa Rosa 7Fresno 5Pasadena 5Stockton 5Auburn 4Long Beach 4Ferndale 3Palm Desert 3Paso Robles 3San Jose 3Grass Valley 2Monterey 2Sherman Oaks 2Visalia 2Bakersfield 1Fort Jones 1Gold River 1La Quinta 1Ladera Ranch 1Lincoln 1Oroville 1Studio City 1

Stifel, Nicolaus & Company, Incorporated advisors in California, A to Z

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Stifel, Nicolaus & Company, Incorporated in other states

Missouri 375New York 265Florida 185Texas 160Pennsylvania 142Illinois 132Michigan 122Ohio 121Georgia 104Indiana 101Wisconsin 98Alabama 81New Jersey 80North Carolina 67Minnesota 60Washington 51Massachusetts 43Colorado 42Tennessee 40Kansas 37Idaho 36Kentucky 36Maryland 33Oregon 32Connecticut 28Arizona 27South Carolina 27Iowa 25Oklahoma 23Virginia 22Montana 21Arkansas 20South Dakota 20North Dakota 16District of Columbia 15Nebraska 13Hawaii 12Mississippi 12Nevada 12New Mexico 9New Hampshire 8Vermont 7Louisiana 6Wyoming 6Delaware 3

Questions

How many Stifel, Nicolaus & Company, Incorporated financial advisors are in California?

330 investment adviser representatives are registered at Stifel, Nicolaus & Company, Incorporated offices in California, according to the SEC's Investment Adviser Public Disclosure records, out of 3,111 at the firm nationwide. 44 list the CFP designation and 330 are also registered as broker representatives.

Where in California does Stifel, Nicolaus & Company, Incorporated have the most advisors?

Newport Beach, with 37, then San Francisco (36). Stifel, Nicolaus & Company, Incorporated has advisors in 41 cities in California.

How do I check a Stifel, Nicolaus & Company, Incorporated advisor in California?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Stifel, Nicolaus & Company, Incorporated office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.