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Financial ADVSR advisor directory · SEC adviser records

Stifel, Nicolaus & Company, Incorporated financial advisors in Pasadena, CA

Every SEC-registered investment adviser representative at a Stifel, Nicolaus & Company, Incorporated office in Pasadena, A to Z.

The short answer

5 registered advisors work at Stifel, Nicolaus & Company, Incorporated in Pasadena, out of 3,111 at the firm nationwide; it ranks number 41 in the city by advisors. 0 list the CFP designation and 5 are also registered broker representatives.

Stifel, Nicolaus & Company, Incorporated advisors in Pasadena, A to Z

Every Stifel, Nicolaus & Company, Incorporated advisor →

Stifel, Nicolaus & Company, Incorporated advisors in every city and state →Stifel, Nicolaus & Company, Incorporated: assets, clients and custodians →Stifel news and advisor moves →Stifel, Nicolaus & Company, Incorporated payout grid vs. other firms →Advisor Moves: who changed firms this week →

Stifel, Nicolaus & Company, Incorporated advisors in other cities

St. Louis, MO 198New York, NY 128Frontenac, MO 51Garden City, NY 48Indianapolis, IN 44Clayton, MO 43Dallas, TX 41Chicago, IL 38Newport Beach, CA 37Morristown, NJ 36San Francisco, CA 36Birmingham, AL 30Bellevue, WA 28Boston, MA 28Houston, TX 27

Other firms in Pasadena

All Pasadena advisors →

Morgan Stanley 133Merrill Lynch, Pierce, Fenner & Smith Incorporated 124Wedbush Securities Inc. 66Wells Fargo Clearing Services, LLC 64UBS Financial Services Inc. 59LPL Financial LLC 49Cetera Investment Advisers LLC 44J.P. Morgan Securities LLC 43Strategic Advisers LLC 35Charles Schwab & Co., Inc. 25Raymond James & Associates, Inc. 22Clifford Swan Investment Counselors 16

Questions

How many financial advisors does Stifel, Nicolaus & Company, Incorporated have in Pasadena?

5 investment adviser representatives are registered at Stifel, Nicolaus & Company, Incorporated offices in Pasadena, California, according to the SEC's Investment Adviser Public Disclosure records, out of 3,111 nationwide. 0 list the CFP designation and 5 are also registered as broker representatives.

Is Stifel, Nicolaus & Company, Incorporated one of the largest advisor employers in Pasadena?

Stifel, Nicolaus & Company, Incorporated ranks number 41 in Pasadena by registered advisors; Morgan Stanley has the most, with 133.

How do I check a Stifel, Nicolaus & Company, Incorporated advisor in Pasadena?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Stifel, Nicolaus & Company, Incorporated office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.