Financial ADVSR advisor directory · SEC adviser records
Stifel, Nicolaus & Company, Incorporated financial advisors in Palm Desert, CA
Every SEC-registered investment adviser representative at a Stifel, Nicolaus & Company, Incorporated office in Palm Desert, A to Z.
The short answer
3 registered advisors work at Stifel, Nicolaus & Company, Incorporated in Palm Desert, out of 3,111 at the firm nationwide; it ranks number 15 in the city by advisors. 1 list the CFP designation and 3 are also registered broker representatives.
Stifel, Nicolaus & Company, Incorporated advisors in Palm Desert, A to Z
Every Stifel, Nicolaus & Company, Incorporated advisor →- Harmony S. Bozes SherlockAlso a broker rep
- William C. LacyAlso a broker rep
- Garth O. YoungCertified Financial Planner · Also a broker rep
Stifel, Nicolaus & Company, Incorporated advisors in every city and state →Stifel, Nicolaus & Company, Incorporated: assets, clients and custodians →Stifel news and advisor moves →Stifel, Nicolaus & Company, Incorporated payout grid vs. other firms →Advisor Moves: who changed firms this week →
Stifel, Nicolaus & Company, Incorporated advisors in other cities
St. Louis, MO 198New York, NY 128Frontenac, MO 51Garden City, NY 48Indianapolis, IN 44Clayton, MO 43Dallas, TX 41Chicago, IL 38Newport Beach, CA 37Morristown, NJ 36San Francisco, CA 36Birmingham, AL 30Bellevue, WA 28Boston, MA 28Houston, TX 27
Other firms in Palm Desert
All Palm Desert advisors →Morgan Stanley 22Wells Fargo Clearing Services, LLC 19Keystone Private Wealth 12Cypress Wealth Services, LLC 9Raymond James & Associates, Inc. 8Hoainvest LLC 7LPL Financial LLC 5RBC Capital Markets, LLC 5The Wealth Consulting Group 5D.A. Davidson & Co. 4J.P. Morgan Securities LLC 4Cetera Investment Advisers LLC 3
Questions
How many financial advisors does Stifel, Nicolaus & Company, Incorporated have in Palm Desert?
3 investment adviser representatives are registered at Stifel, Nicolaus & Company, Incorporated offices in Palm Desert, California, according to the SEC's Investment Adviser Public Disclosure records, out of 3,111 nationwide. 1 list the CFP designation and 3 are also registered as broker representatives.
Is Stifel, Nicolaus & Company, Incorporated one of the largest advisor employers in Palm Desert?
Stifel, Nicolaus & Company, Incorporated ranks number 15 in Palm Desert by registered advisors; Morgan Stanley has the most, with 22.
How do I check a Stifel, Nicolaus & Company, Incorporated advisor in Palm Desert?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Stifel, Nicolaus & Company, Incorporated office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.