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Financial ADVSR advisor directory · SEC adviser records

Stifel, Nicolaus & Company, Incorporated financial advisors in Iowa

Every SEC-registered investment adviser representative at a Stifel, Nicolaus & Company, Incorporated office in Iowa, by city and A to Z.

The short answer

25 registered advisors work at Stifel, Nicolaus & Company, Incorporated in Iowa, out of 3,111 nationwide; it's the firm's number 29 state by advisors, and the most are in Waterloo (8). 3 list the CFP designation and 25 are also registered broker representatives.

Stifel, Nicolaus & Company, Incorporated advisors by city in Iowa

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Waterloo 8West Des Moines 6Ames 4Storm Lake 4Mason City 2Atlantic 1

Stifel, Nicolaus & Company, Incorporated advisors in Iowa, A to Z

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Stifel, Nicolaus & Company, Incorporated in other states

Missouri 375California 330New York 265Florida 185Texas 160Pennsylvania 142Illinois 132Michigan 122Ohio 121Georgia 104Indiana 101Wisconsin 98Alabama 81New Jersey 80North Carolina 67Minnesota 60Washington 51Massachusetts 43Colorado 42Tennessee 40Kansas 37Idaho 36Kentucky 36Maryland 33Oregon 32Connecticut 28Arizona 27South Carolina 27Oklahoma 23Virginia 22Montana 21Arkansas 20South Dakota 20North Dakota 16District of Columbia 15Nebraska 13Hawaii 12Mississippi 12Nevada 12New Mexico 9New Hampshire 8Vermont 7Louisiana 6Wyoming 6Delaware 3

Questions

How many Stifel, Nicolaus & Company, Incorporated financial advisors are in Iowa?

25 investment adviser representatives are registered at Stifel, Nicolaus & Company, Incorporated offices in Iowa, according to the SEC's Investment Adviser Public Disclosure records, out of 3,111 at the firm nationwide. 3 list the CFP designation and 25 are also registered as broker representatives.

Where in Iowa does Stifel, Nicolaus & Company, Incorporated have the most advisors?

Waterloo, with 8, then West Des Moines (6). Stifel, Nicolaus & Company, Incorporated has advisors in 6 cities in Iowa.

How do I check a Stifel, Nicolaus & Company, Incorporated advisor in Iowa?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Stifel, Nicolaus & Company, Incorporated office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.