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Est. 2026The front page of wealth managementNew York

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Financial ADVSR advisor directory · SEC adviser records

Prospera Financial Services, Inc. financial advisors in California

Every SEC-registered investment adviser representative at a Prospera Financial Services, Inc. office in California, by city and A to Z.

The short answer

23 registered advisors work at Prospera Financial Services, Inc. in California, out of 258 nationwide; it's the firm's number 4 state by advisors, and the most are in Redlands (8). 3 list the CFP designation and 23 are also registered broker representatives.

Prospera Financial Services, Inc. advisors by city in California

Every firm in California →

Redlands 8Irvine 6San Jose 2Aliso Viejo 1Eureka 1Fortuna 1La Jolla 1Visalia 1

Prospera Financial Services, Inc. advisors in California, A to Z

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Prospera Financial Services, Inc. advisors in every state →Prospera Financial Services, Inc.: assets, clients and custodians →Advisor Moves: who changed firms this week →

Prospera Financial Services, Inc. in other states

Texas 79Missouri 25Louisiana 22Tennessee 15New York 12Ohio 10Virginia 8Florida 7Illinois 7Indiana 6North Carolina 6Pennsylvania 6Michigan 5Nevada 5Arizona 4Oregon 3

Questions

How many Prospera Financial Services, Inc. financial advisors are in California?

23 investment adviser representatives are registered at Prospera Financial Services, Inc. offices in California, according to the SEC's Investment Adviser Public Disclosure records, out of 258 at the firm nationwide. 3 list the CFP designation and 23 are also registered as broker representatives.

Where in California does Prospera Financial Services, Inc. have the most advisors?

Redlands, with 8, then Irvine (6). Prospera Financial Services, Inc. has advisors in 8 cities in California.

How do I check a Prospera Financial Services, Inc. advisor in California?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Prospera Financial Services, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.