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Financial ADVSR advisor directory · SEC adviser records

Prospera Financial Services, Inc. financial advisors in New York

Every SEC-registered investment adviser representative at a Prospera Financial Services, Inc. office in New York, by city and A to Z.

The short answer

11 registered advisors work at Prospera Financial Services, Inc. in New York, out of 258 nationwide; it's the firm's number 6 state by advisors, and the most are in Rochester (5). 1 list the CFP designation and 11 are also registered broker representatives.

Prospera Financial Services, Inc. advisors by city in New York

Every firm in New York →

Rochester 5New York 3Livonia 1Monticello 1Smithtown 1White Plains 1

Prospera Financial Services, Inc. advisors in New York, A to Z

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Prospera Financial Services, Inc. advisors in every state →Prospera Financial Services, Inc.: assets, clients and custodians →Advisor Moves: who changed firms this week →

Prospera Financial Services, Inc. in other states

Texas 79Missouri 25Louisiana 22California 21Tennessee 15Ohio 10Virginia 8Florida 7Illinois 7Indiana 6North Carolina 6Pennsylvania 6Michigan 5Nevada 5Arizona 4Oregon 3

Questions

How many Prospera Financial Services, Inc. financial advisors are in New York?

11 investment adviser representatives are registered at Prospera Financial Services, Inc. offices in New York, according to the SEC's Investment Adviser Public Disclosure records, out of 258 at the firm nationwide. 1 list the CFP designation and 11 are also registered as broker representatives.

Where in New York does Prospera Financial Services, Inc. have the most advisors?

Rochester, with 5, then New York (3). Prospera Financial Services, Inc. has advisors in 6 cities in New York.

How do I check a Prospera Financial Services, Inc. advisor in New York?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Prospera Financial Services, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.