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Financial ADVSR advisor directory · SEC adviser records

Prospera Financial Services, Inc. financial advisors in Indiana

Every SEC-registered investment adviser representative at a Prospera Financial Services, Inc. office in Indiana, by city and A to Z.

The short answer

6 registered advisors work at Prospera Financial Services, Inc. in Indiana, out of 258 nationwide; it's the firm's number 11 state by advisors, and the most are in Crown Point (4). 0 list the CFP designation and 6 are also registered broker representatives.

Prospera Financial Services, Inc. advisors by city in Indiana

Every firm in Indiana →

Crown Point 4Kendallville 2

Prospera Financial Services, Inc. advisors in Indiana, A to Z

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Prospera Financial Services, Inc. advisors in every state →Prospera Financial Services, Inc.: assets, clients and custodians →Advisor Moves: who changed firms this week →

Prospera Financial Services, Inc. in other states

Texas 79Missouri 25Louisiana 22California 21Tennessee 15New York 12Ohio 10Virginia 8Florida 7Illinois 7North Carolina 6Pennsylvania 6Michigan 5Nevada 5Arizona 4Oregon 3

Questions

How many Prospera Financial Services, Inc. financial advisors are in Indiana?

6 investment adviser representatives are registered at Prospera Financial Services, Inc. offices in Indiana, according to the SEC's Investment Adviser Public Disclosure records, out of 258 at the firm nationwide. 0 list the CFP designation and 6 are also registered as broker representatives.

Where in Indiana does Prospera Financial Services, Inc. have the most advisors?

Crown Point, with 4, then Kendallville (2). Prospera Financial Services, Inc. has advisors in 2 cities in Indiana.

How do I check a Prospera Financial Services, Inc. advisor in Indiana?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Prospera Financial Services, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.