Financial ADVSR advisor directory · SEC adviser records
Prospera Financial Services, Inc. financial advisors in Ohio
Every SEC-registered investment adviser representative at a Prospera Financial Services, Inc. office in Ohio, by city and A to Z.
The short answer
17 registered advisors work at Prospera Financial Services, Inc. in Ohio, out of 258 nationwide; it's the firm's number 7 state by advisors, and the most are in Cincinnati (3). 3 list the CFP designation and 17 are also registered broker representatives.
Prospera Financial Services, Inc. advisors by city in Ohio
Every firm in Ohio →Prospera Financial Services, Inc. advisors in Ohio, A to Z
Search by name →- Phillip AlexanderDublin
- Steven J. AllreadDayton
- Charles R. BennettMaumee
- Stephen R. CroneCincinnati · Certified Financial Planner, Chartered Financial Consultant
- Andrew M. CuprisinDublin · Certified Financial Planner
- Bradley GrahamDublin
- Holly C. JensenMaumee
- Kristen JohnsonDublin
- Wendy A. KeelerDublin · Certified Financial Planner
- Jordan J. MatolaDublin
- Stuart R. MillerBurton
- Darrell A. PatrickDayton
- Shad PattersonDublin
- Jay R. SlouffmanManson
- Raymond R. ThomesDayton
- Ian WilsonCincinnati
- Ricki J. WilsonCincinnati
Prospera Financial Services, Inc. advisors in every state →Prospera Financial Services, Inc.: assets, clients and custodians →Advisor Moves: who changed firms this week →
Prospera Financial Services, Inc. in other states
Texas 79Missouri 25Louisiana 22California 21Tennessee 15New York 12Virginia 8Florida 7Illinois 7Indiana 6North Carolina 6Pennsylvania 6Michigan 5Nevada 5Arizona 4Oregon 3
Questions
How many Prospera Financial Services, Inc. financial advisors are in Ohio?
17 investment adviser representatives are registered at Prospera Financial Services, Inc. offices in Ohio, according to the SEC's Investment Adviser Public Disclosure records, out of 258 at the firm nationwide. 3 list the CFP designation and 17 are also registered as broker representatives.
Where in Ohio does Prospera Financial Services, Inc. have the most advisors?
Cincinnati, with 3, then Dayton (3). Prospera Financial Services, Inc. has advisors in 5 cities in Ohio.
How do I check a Prospera Financial Services, Inc. advisor in Ohio?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Prospera Financial Services, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.