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Financial ADVSR advisor directory · SEC adviser records

Prospera Financial Services, Inc. financial advisors in North Carolina

Every SEC-registered investment adviser representative at a Prospera Financial Services, Inc. office in North Carolina, by city and A to Z.

The short answer

6 registered advisors work at Prospera Financial Services, Inc. in North Carolina, out of 263 nationwide; it's the firm's number 11 state by advisors, and the most are in Raleigh (3). 2 list the CFP designation and 5 are also registered broker representatives.

Prospera Financial Services, Inc. advisors by city in North Carolina

Every firm in North Carolina →

Raleigh 3Asheville 1Charlotte 1Matthews 1

Prospera Financial Services, Inc. advisors in North Carolina, A to Z

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Prospera Financial Services, Inc. advisors in every state →Prospera Financial Services, Inc.: assets, clients and custodians →Advisor Moves: who changed firms this week →

Prospera Financial Services, Inc. in other states

Texas 81California 23Missouri 23Louisiana 22Ohio 17Tennessee 15New York 11Florida 7Illinois 6Indiana 6Pennsylvania 6Virginia 6Michigan 5Arizona 4Nevada 3Oregon 3

Questions

How many Prospera Financial Services, Inc. financial advisors are in North Carolina?

6 investment adviser representatives are registered at Prospera Financial Services, Inc. offices in North Carolina, according to the SEC's Investment Adviser Public Disclosure records, out of 263 at the firm nationwide. 2 list the CFP designation and 5 are also registered as broker representatives.

Where in North Carolina does Prospera Financial Services, Inc. have the most advisors?

Raleigh, with 3, then Asheville (1). Prospera Financial Services, Inc. has advisors in 4 cities in North Carolina.

How do I check a Prospera Financial Services, Inc. advisor in North Carolina?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Prospera Financial Services, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.