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Financial ADVSR advisor directory · SEC adviser records

Prospera Financial Services, Inc. financial advisors in Tennessee

Every SEC-registered investment adviser representative at a Prospera Financial Services, Inc. office in Tennessee, by city and A to Z.

The short answer

15 registered advisors work at Prospera Financial Services, Inc. in Tennessee, out of 263 nationwide; it's the firm's number 6 state by advisors, and the most are in Knoxville (5). 2 list the CFP designation and 15 are also registered broker representatives.

Prospera Financial Services, Inc. advisors by city in Tennessee

Every firm in Tennessee →

Knoxville 5Memphis 5Franklin 2Vanleer 2Loudon 1

Prospera Financial Services, Inc. advisors in Tennessee, A to Z

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Prospera Financial Services, Inc. advisors in every state →Prospera Financial Services, Inc.: assets, clients and custodians →Advisor Moves: who changed firms this week →

Prospera Financial Services, Inc. in other states

Texas 81California 23Missouri 23Louisiana 22Ohio 17New York 11Florida 7Illinois 6Indiana 6North Carolina 6Pennsylvania 6Virginia 6Michigan 5Arizona 4Nevada 3Oregon 3

Questions

How many Prospera Financial Services, Inc. financial advisors are in Tennessee?

15 investment adviser representatives are registered at Prospera Financial Services, Inc. offices in Tennessee, according to the SEC's Investment Adviser Public Disclosure records, out of 263 at the firm nationwide. 2 list the CFP designation and 15 are also registered as broker representatives.

Where in Tennessee does Prospera Financial Services, Inc. have the most advisors?

Knoxville, with 5, then Memphis (5). Prospera Financial Services, Inc. has advisors in 5 cities in Tennessee.

How do I check a Prospera Financial Services, Inc. advisor in Tennessee?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Prospera Financial Services, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.