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Financial ADVSR advisor directory · SEC adviser records

Prospera Financial Services, Inc. financial advisors in Arizona

Every SEC-registered investment adviser representative at a Prospera Financial Services, Inc. office in Arizona, by city and A to Z.

The short answer

4 registered advisors work at Prospera Financial Services, Inc. in Arizona, out of 258 nationwide; it's the firm's number 16 state by advisors, and the most are in Paradise Valley (3). 0 list the CFP designation and 4 are also registered broker representatives.

Prospera Financial Services, Inc. advisors by city in Arizona

Every firm in Arizona →

Paradise Valley 3Buckeye 1

Prospera Financial Services, Inc. advisors in Arizona, A to Z

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Prospera Financial Services, Inc. advisors in every state →Prospera Financial Services, Inc.: assets, clients and custodians →Advisor Moves: who changed firms this week →

Prospera Financial Services, Inc. in other states

Texas 79Missouri 25Louisiana 22California 21Tennessee 15New York 12Ohio 10Virginia 8Florida 7Illinois 7Indiana 6North Carolina 6Pennsylvania 6Michigan 5Nevada 5Oregon 3

Questions

How many Prospera Financial Services, Inc. financial advisors are in Arizona?

4 investment adviser representatives are registered at Prospera Financial Services, Inc. offices in Arizona, according to the SEC's Investment Adviser Public Disclosure records, out of 258 at the firm nationwide. 0 list the CFP designation and 4 are also registered as broker representatives.

Where in Arizona does Prospera Financial Services, Inc. have the most advisors?

Paradise Valley, with 3, then Buckeye (1). Prospera Financial Services, Inc. has advisors in 2 cities in Arizona.

How do I check a Prospera Financial Services, Inc. advisor in Arizona?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Prospera Financial Services, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.