Financial ADVSR advisor directory · SEC adviser records
Prospera Financial Services, Inc. financial advisors in Florida
Every SEC-registered investment adviser representative at a Prospera Financial Services, Inc. office in Florida, by city and A to Z.
7 registered advisors work at Prospera Financial Services, Inc. in Florida, out of 258 nationwide; it's the firm's number 9 state by advisors, and the most are in Boca Raton (1). 1 list the CFP designation and 7 are also registered broker representatives.
Prospera Financial Services, Inc. advisors by city in Florida
Every firm in Florida →Boca Raton 1Fort Myers 1Jacksonville 1Naples 1Port Charlotte 1Sarasota 1St. Pete Beach 1
Prospera Financial Services, Inc. advisors in Florida, A to Z
Search by name →- David A. BrownSarasota
- John FarrenSt. Pete Beach
- Joshua M. HowellPort Charlotte · Certified Financial Planner
- Mitzi S. PaschBoca Raton
- Eugene RichardsonNaples
- Stephen R. SchullerJacksonville
- Michael A. TretheweyFort Myers
Prospera Financial Services, Inc. advisors in every state →Prospera Financial Services, Inc.: assets, clients and custodians →Advisor Moves: who changed firms this week →
Prospera Financial Services, Inc. in other states
Texas 79Missouri 25Louisiana 22California 21Tennessee 15New York 12Ohio 10Virginia 8Illinois 7Indiana 6North Carolina 6Pennsylvania 6Michigan 5Nevada 5Arizona 4Oregon 3
Questions
How many Prospera Financial Services, Inc. financial advisors are in Florida?
7 investment adviser representatives are registered at Prospera Financial Services, Inc. offices in Florida, according to the SEC's Investment Adviser Public Disclosure records, out of 258 at the firm nationwide. 1 list the CFP designation and 7 are also registered as broker representatives.
Where in Florida does Prospera Financial Services, Inc. have the most advisors?
Boca Raton, with 1, then Fort Myers (1). Prospera Financial Services, Inc. has advisors in 7 cities in Florida.
How do I check a Prospera Financial Services, Inc. advisor in Florida?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Prospera Financial Services, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.