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Financial ADVSR advisor directory · SEC adviser records

Prospera Financial Services, Inc. financial advisors in Pennsylvania

Every SEC-registered investment adviser representative at a Prospera Financial Services, Inc. office in Pennsylvania, by city and A to Z.

The short answer

6 registered advisors work at Prospera Financial Services, Inc. in Pennsylvania, out of 258 nationwide; it's the firm's number 13 state by advisors, and the most are in Harrisburg (2). 2 list the CFP designation and 6 are also registered broker representatives.

Prospera Financial Services, Inc. advisors by city in Pennsylvania

Every firm in Pennsylvania →

Harrisburg 2Bala Cynwyd 1Bridgeville 1Quakertown 1Selinsgrove 1

Prospera Financial Services, Inc. advisors in Pennsylvania, A to Z

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Prospera Financial Services, Inc. advisors in every state →Prospera Financial Services, Inc.: assets, clients and custodians →Advisor Moves: who changed firms this week →

Prospera Financial Services, Inc. in other states

Texas 79Missouri 25Louisiana 22California 21Tennessee 15New York 12Ohio 10Virginia 8Florida 7Illinois 7Indiana 6North Carolina 6Michigan 5Nevada 5Arizona 4Oregon 3

Questions

How many Prospera Financial Services, Inc. financial advisors are in Pennsylvania?

6 investment adviser representatives are registered at Prospera Financial Services, Inc. offices in Pennsylvania, according to the SEC's Investment Adviser Public Disclosure records, out of 258 at the firm nationwide. 2 list the CFP designation and 6 are also registered as broker representatives.

Where in Pennsylvania does Prospera Financial Services, Inc. have the most advisors?

Harrisburg, with 2, then Bala Cynwyd (1). Prospera Financial Services, Inc. has advisors in 5 cities in Pennsylvania.

How do I check a Prospera Financial Services, Inc. advisor in Pennsylvania?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Prospera Financial Services, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.