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Financial ADVSR advisor directory · SEC adviser records

Prospera Financial Services, Inc. financial advisors in Louisiana

Every SEC-registered investment adviser representative at a Prospera Financial Services, Inc. office in Louisiana, by city and A to Z.

The short answer

22 registered advisors work at Prospera Financial Services, Inc. in Louisiana, out of 263 nationwide; it's the firm's number 4 state by advisors, and the most are in Metairie (8). 3 list the CFP designation and 22 are also registered broker representatives.

Prospera Financial Services, Inc. advisors by city in Louisiana

Every firm in Louisiana →

Metairie 8Mandeville 6Lafayette 5Broussard 1Jennings 1New Orleans 1

Prospera Financial Services, Inc. advisors in Louisiana, A to Z

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Prospera Financial Services, Inc. in other states

Texas 81California 23Missouri 23Ohio 17Tennessee 15New York 11Florida 7Illinois 6Indiana 6North Carolina 6Pennsylvania 6Virginia 6Michigan 5Arizona 4Nevada 3Oregon 3

Questions

How many Prospera Financial Services, Inc. financial advisors are in Louisiana?

22 investment adviser representatives are registered at Prospera Financial Services, Inc. offices in Louisiana, according to the SEC's Investment Adviser Public Disclosure records, out of 263 at the firm nationwide. 3 list the CFP designation and 22 are also registered as broker representatives.

Where in Louisiana does Prospera Financial Services, Inc. have the most advisors?

Metairie, with 8, then Mandeville (6). Prospera Financial Services, Inc. has advisors in 6 cities in Louisiana.

How do I check a Prospera Financial Services, Inc. advisor in Louisiana?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Prospera Financial Services, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.