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Financial ADVSR advisor directory · SEC adviser records

Northwestern Mutual Investment Services, LLC financial advisors in California

Every SEC-registered investment adviser representative at a Northwestern Mutual Investment Services, LLC office in California, by city and A to Z.

The short answer

110 registered advisors work at Northwestern Mutual Investment Services, LLC in California, out of 1,946 nationwide; it's the firm's number 5 state by advisors, and the most are in Irvine (23). 6 list the CFP designation and 110 are also registered broker representatives.

Northwestern Mutual Investment Services, LLC advisors by city in California

Every firm in California →

Irvine 23Los Angeles 16San Francisco 11San Diego 8Manhattan Bch 6Campbell 5Woodland Hls 5La Jolla 4Calabasas 3Walnut Creek 3Modesto 2Redwood City 2Sacramento 2Santa Monica 2Santa Rosa 2Westlake Vlg 2Anaheim 1Carlsbad 1Claremont 1Corona 1Fallbrook 1Long Beach 1Manhattan Beach 1Monterey 1Pasadena 1Roseville 1Santa Barbara 1Simi Valley 1Temecula 1Winnetka 1

Northwestern Mutual Investment Services, LLC advisors in California, A to Z

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Northwestern Mutual Investment Services, LLC in other states

Wisconsin 194Florida 138Illinois 133New York 123Texas 82Pennsylvania 81Ohio 75Minnesota 74North Carolina 70Georgia 69Missouri 58Indiana 56Massachusetts 54Colorado 49Tennessee 48Connecticut 46New Jersey 45Virginia 45Michigan 44Iowa 43Kansas 30Washington 29Louisiana 25Alabama 21Nebraska 21Arizona 18South Carolina 16Idaho 14New Hampshire 14West Virginia 14Utah 13Hawaii 12Oklahoma 12Kentucky 11South Dakota 10Montana 7Arkansas 6Mississippi 6Rhode Island 5Maryland 4New Mexico 4Nevada 4District of Columbia 3Delaware 3Oregon 3Vermont 3

Questions

How many Northwestern Mutual Investment Services, LLC financial advisors are in California?

110 investment adviser representatives are registered at Northwestern Mutual Investment Services, LLC offices in California, according to the SEC's Investment Adviser Public Disclosure records, out of 1,946 at the firm nationwide. 6 list the CFP designation and 110 are also registered as broker representatives.

Where in California does Northwestern Mutual Investment Services, LLC have the most advisors?

Irvine, with 23, then Los Angeles (16). Northwestern Mutual Investment Services, LLC has advisors in 30 cities in California.

How do I check a Northwestern Mutual Investment Services, LLC advisor in California?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Northwestern Mutual Investment Services, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.