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Financial ADVSR advisor directory · SEC adviser records

Northwestern Mutual Investment Services, LLC financial advisors in Utah

Every SEC-registered investment adviser representative at a Northwestern Mutual Investment Services, LLC office in Utah, by city and A to Z.

The short answer

13 registered advisors work at Northwestern Mutual Investment Services, LLC in Utah, out of 1,946 nationwide; it's the firm's number 32 state by advisors, and the most are in Salt Lake Cty (5). 1 list the CFP designation and 13 are also registered broker representatives.

Northwestern Mutual Investment Services, LLC advisors by city in Utah

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Salt Lake Cty 5St George 3Farmington 2Cottonwd Hts 1Provo 1Springville 1

Northwestern Mutual Investment Services, LLC advisors in Utah, A to Z

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Northwestern Mutual Investment Services, LLC in other states

Wisconsin 194Florida 138Illinois 133New York 123California 110Texas 82Pennsylvania 81Ohio 75Minnesota 74North Carolina 70Georgia 69Missouri 58Indiana 56Massachusetts 54Colorado 49Tennessee 48Connecticut 46New Jersey 45Virginia 45Michigan 44Iowa 43Kansas 30Washington 29Louisiana 25Alabama 21Nebraska 21Arizona 18South Carolina 16Idaho 14New Hampshire 14West Virginia 14Hawaii 12Oklahoma 12Kentucky 11South Dakota 10Montana 7Arkansas 6Mississippi 6Rhode Island 5Maryland 4New Mexico 4Nevada 4District of Columbia 3Delaware 3Oregon 3Vermont 3

Questions

How many Northwestern Mutual Investment Services, LLC financial advisors are in Utah?

13 investment adviser representatives are registered at Northwestern Mutual Investment Services, LLC offices in Utah, according to the SEC's Investment Adviser Public Disclosure records, out of 1,946 at the firm nationwide. 1 list the CFP designation and 13 are also registered as broker representatives.

Where in Utah does Northwestern Mutual Investment Services, LLC have the most advisors?

Salt Lake Cty, with 5, then St George (3). Northwestern Mutual Investment Services, LLC has advisors in 6 cities in Utah.

How do I check a Northwestern Mutual Investment Services, LLC advisor in Utah?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Northwestern Mutual Investment Services, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.