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Financial ADVSR advisor directory · SEC adviser records

Northwestern Mutual Investment Services, LLC financial advisors in Kentucky

Every SEC-registered investment adviser representative at a Northwestern Mutual Investment Services, LLC office in Kentucky, by city and A to Z.

The short answer

11 registered advisors work at Northwestern Mutual Investment Services, LLC in Kentucky, out of 1,946 nationwide; it's the firm's number 35 state by advisors, and the most are in Louisville (7). 1 list the CFP designation and 11 are also registered broker representatives.

Northwestern Mutual Investment Services, LLC advisors by city in Kentucky

Every firm in Kentucky →

Louisville 7Lexington 2Bowling Green 1Paducah 1

Northwestern Mutual Investment Services, LLC advisors in Kentucky, A to Z

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Northwestern Mutual Investment Services, LLC advisors in every state →Northwestern Mutual Investment Services, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →

Northwestern Mutual Investment Services, LLC in other states

Wisconsin 194Florida 138Illinois 133New York 123California 110Texas 82Pennsylvania 81Ohio 75Minnesota 74North Carolina 70Georgia 69Missouri 58Indiana 56Massachusetts 54Colorado 49Tennessee 48Connecticut 46New Jersey 45Virginia 45Michigan 44Iowa 43Kansas 30Washington 29Louisiana 25Alabama 21Nebraska 21Arizona 18South Carolina 16Idaho 14New Hampshire 14West Virginia 14Utah 13Hawaii 12Oklahoma 12South Dakota 10Montana 7Arkansas 6Mississippi 6Rhode Island 5Maryland 4New Mexico 4Nevada 4District of Columbia 3Delaware 3Oregon 3Vermont 3

Questions

How many Northwestern Mutual Investment Services, LLC financial advisors are in Kentucky?

11 investment adviser representatives are registered at Northwestern Mutual Investment Services, LLC offices in Kentucky, according to the SEC's Investment Adviser Public Disclosure records, out of 1,946 at the firm nationwide. 1 list the CFP designation and 11 are also registered as broker representatives.

Where in Kentucky does Northwestern Mutual Investment Services, LLC have the most advisors?

Louisville, with 7, then Lexington (2). Northwestern Mutual Investment Services, LLC has advisors in 4 cities in Kentucky.

How do I check a Northwestern Mutual Investment Services, LLC advisor in Kentucky?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Northwestern Mutual Investment Services, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.