Saturday, October 24, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 2026FP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam PrioritiesIN RIA M&A runs up to 5x reported totals, Steward Partners CEO says

Financial ADVSR advisor directory · SEC adviser records

Northwestern Mutual Investment Services, LLC financial advisors in Minnesota

Every SEC-registered investment adviser representative at a Northwestern Mutual Investment Services, LLC office in Minnesota, by city and A to Z.

The short answer

74 registered advisors work at Northwestern Mutual Investment Services, LLC in Minnesota, out of 1,946 nationwide; it's the firm's number 9 state by advisors, and the most are in Bloomington (17). 8 list the CFP designation and 74 are also registered broker representatives.

Northwestern Mutual Investment Services, LLC advisors by city in Minnesota

Every firm in Minnesota →

Bloomington 17Golden Valley 8Minneapolis 8Edina 5Minnetonka 5Saint Cloud 5Woodbury 5Mankato 4Rochester 3Duluth 2Eagan 2Lake Elmo 2Winona 2Alexandria 1Lilydale 1Marshall 1New Ulm 1Perham 1Prior Lake 1

Northwestern Mutual Investment Services, LLC advisors in Minnesota, A to Z

Search by name →

Northwestern Mutual Investment Services, LLC advisors in every state →Northwestern Mutual Investment Services, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →

Northwestern Mutual Investment Services, LLC in other states

Wisconsin 194Florida 138Illinois 133New York 123California 110Texas 82Pennsylvania 81Ohio 75North Carolina 70Georgia 69Missouri 58Indiana 56Massachusetts 54Colorado 49Tennessee 48Connecticut 46New Jersey 45Virginia 45Michigan 44Iowa 43Kansas 30Washington 29Louisiana 25Alabama 21Nebraska 21Arizona 18South Carolina 16Idaho 14New Hampshire 14West Virginia 14Utah 13Hawaii 12Oklahoma 12Kentucky 11South Dakota 10Montana 7Arkansas 6Mississippi 6Rhode Island 5Maryland 4New Mexico 4Nevada 4District of Columbia 3Delaware 3Oregon 3Vermont 3

Questions

How many Northwestern Mutual Investment Services, LLC financial advisors are in Minnesota?

74 investment adviser representatives are registered at Northwestern Mutual Investment Services, LLC offices in Minnesota, according to the SEC's Investment Adviser Public Disclosure records, out of 1,946 at the firm nationwide. 8 list the CFP designation and 74 are also registered as broker representatives.

Where in Minnesota does Northwestern Mutual Investment Services, LLC have the most advisors?

Bloomington, with 17, then Golden Valley (8). Northwestern Mutual Investment Services, LLC has advisors in 19 cities in Minnesota.

How do I check a Northwestern Mutual Investment Services, LLC advisor in Minnesota?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Northwestern Mutual Investment Services, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.