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Financial ADVSR advisor directory · SEC adviser records

Northwestern Mutual Investment Services, LLC financial advisors in Connecticut

Every SEC-registered investment adviser representative at a Northwestern Mutual Investment Services, LLC office in Connecticut, by city and A to Z.

The short answer

46 registered advisors work at Northwestern Mutual Investment Services, LLC in Connecticut, out of 1,946 nationwide; it's the firm's number 17 state by advisors, and the most are in Fairfield (10). 2 list the CFP designation and 46 are also registered broker representatives.

Northwestern Mutual Investment Services, LLC advisors by city in Connecticut

Every firm in Connecticut →

Fairfield 10West Hartford 10Norwalk 7Stamford 6Westport 4Glastonbury 2New Haven 2Canton 1Easton 1Hartford 1Southbury 1Trumbull 1

Northwestern Mutual Investment Services, LLC advisors in Connecticut, A to Z

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Northwestern Mutual Investment Services, LLC advisors in every state →Northwestern Mutual Investment Services, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →

Northwestern Mutual Investment Services, LLC in other states

Wisconsin 194Florida 138Illinois 133New York 123California 110Texas 82Pennsylvania 81Ohio 75Minnesota 74North Carolina 70Georgia 69Missouri 58Indiana 56Massachusetts 54Colorado 49Tennessee 48New Jersey 45Virginia 45Michigan 44Iowa 43Kansas 30Washington 29Louisiana 25Alabama 21Nebraska 21Arizona 18South Carolina 16Idaho 14New Hampshire 14West Virginia 14Utah 13Hawaii 12Oklahoma 12Kentucky 11South Dakota 10Montana 7Arkansas 6Mississippi 6Rhode Island 5Maryland 4New Mexico 4Nevada 4District of Columbia 3Delaware 3Oregon 3Vermont 3

Questions

How many Northwestern Mutual Investment Services, LLC financial advisors are in Connecticut?

46 investment adviser representatives are registered at Northwestern Mutual Investment Services, LLC offices in Connecticut, according to the SEC's Investment Adviser Public Disclosure records, out of 1,946 at the firm nationwide. 2 list the CFP designation and 46 are also registered as broker representatives.

Where in Connecticut does Northwestern Mutual Investment Services, LLC have the most advisors?

Fairfield, with 10, then West Hartford (10). Northwestern Mutual Investment Services, LLC has advisors in 12 cities in Connecticut.

How do I check a Northwestern Mutual Investment Services, LLC advisor in Connecticut?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Northwestern Mutual Investment Services, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.