Financial ADVSR advisor directory · SEC adviser records
Northwestern Mutual Investment Services, LLC financial advisors in West Hartford, CT
Every SEC-registered investment adviser representative at a Northwestern Mutual Investment Services, LLC office in West Hartford, A to Z.
The short answer
10 registered advisors work at Northwestern Mutual Investment Services, LLC in West Hartford, out of 1,946 at the firm nationwide; it ranks number 12 in the city by advisors. 0 list the CFP designation and 10 are also registered broker representatives.
Northwestern Mutual Investment Services, LLC advisors in West Hartford, A to Z
Every Northwestern Mutual Investment Services, LLC advisor →- John F. Baker Jr.Also a broker rep
- Robert D. DaveyAlso a broker rep
- Marlene EspinozaAlso a broker rep
- Eric D. FinucaneAlso a broker rep
- Brenda A. KellyAlso a broker rep
- Ivy R. MarshChartered Financial Consultant · Also a broker rep
- Dante P. PizzutiAlso a broker rep
- Evan R. RodrigueAlso a broker rep
- Alexander C. RothAlso a broker rep
- Joseph WardAlso a broker rep
Northwestern Mutual Investment Services, LLC advisors in every city and state →Northwestern Mutual Investment Services, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →
Northwestern Mutual Investment Services, LLC advisors in other cities
Milwaukee, WI 112New York, NY 53Atlanta, GA 41Indianapolis, IN 32Chicago, IL 29Pittsburgh, PA 29Albany, NY 26Houston, TX 24Saint Louis, MO 24Irvine, CA 23Cincinnati, OH 22Raleigh, NC 22Tampa, FL 21Nashville, TN 20W Des Moines, IA 18
Other firms in West Hartford
All West Hartford advisors →Apella Wealth 55Strategic Advisers LLC 34Merrill Lynch, Pierce, Fenner & Smith Incorporated 29MML Investors Services, LLC 24Morgan Stanley 21Charles Schwab & Co., Inc. 17LPL Financial LLC 17Yhb Investment Advisors Inc. 16Raymond James & Associates, Inc. 13Janney Montgomery Scott LLC 12Commonwealth Financial Network 10Cetera Investment Advisers LLC 9
Questions
How many financial advisors does Northwestern Mutual Investment Services, LLC have in West Hartford?
10 investment adviser representatives are registered at Northwestern Mutual Investment Services, LLC offices in West Hartford, Connecticut, according to the SEC's Investment Adviser Public Disclosure records, out of 1,946 nationwide. 0 list the CFP designation and 10 are also registered as broker representatives.
Is Northwestern Mutual Investment Services, LLC one of the largest advisor employers in West Hartford?
Northwestern Mutual Investment Services, LLC ranks number 12 in West Hartford by registered advisors; Apella Wealth has the most, with 55.
How do I check a Northwestern Mutual Investment Services, LLC advisor in West Hartford?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Northwestern Mutual Investment Services, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.