Financial ADVSR advisor directory · SEC adviser records
Northwestern Mutual Investment Services, LLC financial advisors in Los Angeles, CA
Every SEC-registered investment adviser representative at a Northwestern Mutual Investment Services, LLC office in Los Angeles, A to Z.
The short answer
16 registered advisors work at Northwestern Mutual Investment Services, LLC in Los Angeles, out of 1,946 at the firm nationwide; it ranks number 38 in the city by advisors. 1 list the CFP designation and 16 are also registered broker representatives.
Northwestern Mutual Investment Services, LLC advisors in Los Angeles, A to Z
Every Northwestern Mutual Investment Services, LLC advisor →- Juan S. BaronAlso a broker rep
- John R. Calvert IIIChartered Financial Consultant · Also a broker rep
- Scott R. CohenAlso a broker rep
- Scott CohnAlso a broker rep
- Khary CuffeAlso a broker rep
- Anthony DupreAlso a broker rep
- Suneel K. GargAlso a broker rep
- Cullin HadenAlso a broker rep
- Andrew J. ManierAlso a broker rep
- Edward J. Mehren IIICertified Financial Planner · Also a broker rep
- Benjamin R. MillerAlso a broker rep
- Craig L. QuinlanAlso a broker rep
- Darren S. SternbergAlso a broker rep
- Leonard A. ThomasAlso a broker rep
- James K. VerzinoAlso a broker rep
- Jennifer WuAlso a broker rep
Northwestern Mutual Investment Services, LLC advisors in every city and state →Northwestern Mutual Investment Services, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →
Northwestern Mutual Investment Services, LLC advisors in other cities
Milwaukee, WI 112New York, NY 53Atlanta, GA 41Indianapolis, IN 32Chicago, IL 29Pittsburgh, PA 29Albany, NY 26Houston, TX 24Saint Louis, MO 24Irvine, CA 23Cincinnati, OH 22Raleigh, NC 22Tampa, FL 21Nashville, TN 20W Des Moines, IA 18
Other firms in Los Angeles
All Los Angeles advisors →Merrill Lynch, Pierce, Fenner & Smith Incorporated 341J.P. Morgan Securities LLC 308Capital Client Group, Inc. 288Morgan Stanley 199Lido 186UBS Financial Services Inc. 137Wells Fargo Clearing Services, LLC 127Rockefeller Financial LLC 98Seia 71Capital Group Private Client Services, Inc. 70MML Investors Services, LLC 58Strategic Advisers LLC 55
Questions
How many financial advisors does Northwestern Mutual Investment Services, LLC have in Los Angeles?
16 investment adviser representatives are registered at Northwestern Mutual Investment Services, LLC offices in Los Angeles, California, according to the SEC's Investment Adviser Public Disclosure records, out of 1,946 nationwide. 1 list the CFP designation and 16 are also registered as broker representatives.
Is Northwestern Mutual Investment Services, LLC one of the largest advisor employers in Los Angeles?
Northwestern Mutual Investment Services, LLC ranks number 38 in Los Angeles by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 341.
How do I check a Northwestern Mutual Investment Services, LLC advisor in Los Angeles?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Northwestern Mutual Investment Services, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.