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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Westlake Vlg, CA

Every SEC-registered investment adviser representative at a firm office in Westlake Vlg, with the firms that employ the most of them.

2 registered advisors work in Westlake Vlg; the most are at Northwestern Mutual Investment Services, LLC (2). 0 list the CFP designation and 2 are also registered broker representatives.

Firms with the most advisors in Westlake Vlg

FirmAdvisors in Westlake Vlg
Northwestern Mutual Investment Services, LLC2

Advisors in Westlake Vlg, A to Z

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San Diego 3,490San Francisco 3,219Los Angeles 3,218Newport Beach 1,783Irvine 1,659Pasadena 1,109Walnut Creek 1,049San Jose 897Beverly Hills 656Roseville 611Westlake Village 597Sacramento 588Palo Alto 500Torrance 471La Jolla 463Carlsbad 429Menlo Park 428Santa Barbara 422El Segundo 421Fresno 413San Rafael 394San Mateo 354Woodland Hills 343Long Beach 335

Questions

How many financial advisors are in Westlake Vlg, CA?

2 investment adviser representatives are registered at firm offices in Westlake Vlg, California, according to the SEC's Investment Adviser Public Disclosure records. 2 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Westlake Vlg?

Northwestern Mutual Investment Services, LLC, with 2 registered advisors in Westlake Vlg.

How do I check a financial advisor in Westlake Vlg?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.