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Financial ADVSR advisor directory · SEC adviser records

LPL Enterprise, LLC financial advisors in Connecticut

Every SEC-registered investment adviser representative at a LPL Enterprise, LLC office in Connecticut, by city and A to Z.

The short answer

63 registered advisors work at LPL Enterprise, LLC in Connecticut, out of 2,869 nationwide; it's the firm's number 17 state by advisors, and the most are in Shelton (29). 2 list the CFP designation and 63 are also registered broker representatives.

LPL Enterprise, LLC advisors by city in Connecticut

Every firm in Connecticut →

Shelton 29Fairfield 4Danbury 3Tolland 3Brooklyn 2Hartford 2Darien 1Deep River 1Durham 1Farmington 1Greenwich 1Manfield Center 1New Haven 1Norwalk 1Old Greenwich 1Orange 1Rocky Hill 1South Windsor 1Stamford 1Trumbull 1Vernon 1Vernon Rockville 1Waterbury 1Watertown 1Weatogue 1Windsor 1

LPL Enterprise, LLC advisors in Connecticut, A to Z

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LPL Enterprise, LLC in other states

New York 343California 253New Jersey 218Pennsylvania 209Florida 187Illinois 159Michigan 109Ohio 105Indiana 97Maryland 96Texas 93Minnesota 79North Carolina 73Massachusetts 72Missouri 70South Carolina 64Georgia 60Virginia 55Wisconsin 47Louisiana 35Colorado 32Rhode Island 32Washington 31Kansas 24Tennessee 24Nebraska 23Arizona 22Maine 19New Hampshire 18Iowa 17Kentucky 16Oregon 16Nevada 12Delaware 11Hawaii 10Oklahoma 10West Virginia 8South Dakota 7Utah 7Alabama 6Arkansas 6Idaho 6Mississippi 6Montana 6North Dakota 4Wyoming 4New Mexico 3

Questions

How many LPL Enterprise, LLC financial advisors are in Connecticut?

63 investment adviser representatives are registered at LPL Enterprise, LLC offices in Connecticut, according to the SEC's Investment Adviser Public Disclosure records, out of 2,869 at the firm nationwide. 2 list the CFP designation and 63 are also registered as broker representatives.

Where in Connecticut does LPL Enterprise, LLC have the most advisors?

Shelton, with 29, then Fairfield (4). LPL Enterprise, LLC has advisors in 26 cities in Connecticut.

How do I check a LPL Enterprise, LLC advisor in Connecticut?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Enterprise, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.