Friday, October 23, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
FP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam PrioritiesIN RIA M&A runs up to 5x reported totals, Steward Partners CEO saysWM Raymond James Recruits $700M Advisor Team from Truist

Financial ADVSR advisor directory · SEC adviser records

LPL Enterprise, LLC financial advisors in Rhode Island

Every SEC-registered investment adviser representative at a LPL Enterprise, LLC office in Rhode Island, by city and A to Z.

32 registered advisors work at LPL Enterprise, LLC in Rhode Island, out of 2,869 nationwide; it's the firm's number 23 state by advisors, and the most are in Warwick (14). 0 list the CFP designation and 32 are also registered broker representatives.

LPL Enterprise, LLC advisors by city in Rhode Island

Every firm in Rhode Island →

Warwick 14Lincoln 4Cranston 2Middletown 2Providence 2Charlestown 1Cumberland 1E Greenwich 1East Providence 1N Smithfield 1Portsmouth 1Rumford 1Westerly 1

LPL Enterprise, LLC advisors in Rhode Island, A to Z

Search by name →

LPL Enterprise, LLC in other states

New York 343California 253New Jersey 218Pennsylvania 209Florida 187Illinois 159Michigan 109Ohio 105Indiana 97Maryland 96Texas 93Minnesota 79North Carolina 73Massachusetts 72Missouri 70South Carolina 64Connecticut 63Georgia 60Virginia 55Wisconsin 47Louisiana 35Colorado 32Washington 31Kansas 24Tennessee 24Nebraska 23Arizona 22Maine 19New Hampshire 18Iowa 17Kentucky 16Oregon 16Nevada 12Delaware 11Hawaii 10Oklahoma 10West Virginia 8South Dakota 7Utah 7Alabama 6Arkansas 6Idaho 6Mississippi 6Montana 6North Dakota 4Wyoming 4New Mexico 3

Questions

How many LPL Enterprise, LLC financial advisors are in Rhode Island?

32 investment adviser representatives are registered at LPL Enterprise, LLC offices in Rhode Island, according to the SEC's Investment Adviser Public Disclosure records, out of 2,869 at the firm nationwide. 0 list the CFP designation and 32 are also registered as broker representatives.

Where in Rhode Island does LPL Enterprise, LLC have the most advisors?

Warwick, with 14, then Lincoln (4). LPL Enterprise, LLC has advisors in 13 cities in Rhode Island.

How do I check a LPL Enterprise, LLC advisor in Rhode Island?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Enterprise, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.