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Financial ADVSR advisor directory · SEC adviser records

LPL Enterprise, LLC financial advisors in Alabama

Every SEC-registered investment adviser representative at a LPL Enterprise, LLC office in Alabama, by city and A to Z.

6 registered advisors work at LPL Enterprise, LLC in Alabama, out of 2,869 nationwide; it's the firm's number 41 state by advisors, and the most are in Madison (2). 0 list the CFP designation and 6 are also registered broker representatives.

LPL Enterprise, LLC advisors by city in Alabama

Every firm in Alabama →

Madison 2Chelsea 1Huntsville 1Montgomery 1Mountain Brook 1

LPL Enterprise, LLC advisors in Alabama, A to Z

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LPL Enterprise, LLC in other states

New York 343California 253New Jersey 218Pennsylvania 209Florida 187Illinois 159Michigan 109Ohio 105Indiana 97Maryland 96Texas 93Minnesota 79North Carolina 73Massachusetts 72Missouri 70South Carolina 64Connecticut 63Georgia 60Virginia 55Wisconsin 47Louisiana 35Colorado 32Rhode Island 32Washington 31Kansas 24Tennessee 24Nebraska 23Arizona 22Maine 19New Hampshire 18Iowa 17Kentucky 16Oregon 16Nevada 12Delaware 11Hawaii 10Oklahoma 10West Virginia 8South Dakota 7Utah 7Arkansas 6Idaho 6Mississippi 6Montana 6North Dakota 4Wyoming 4New Mexico 3

Questions

How many LPL Enterprise, LLC financial advisors are in Alabama?

6 investment adviser representatives are registered at LPL Enterprise, LLC offices in Alabama, according to the SEC's Investment Adviser Public Disclosure records, out of 2,869 at the firm nationwide. 0 list the CFP designation and 6 are also registered as broker representatives.

Where in Alabama does LPL Enterprise, LLC have the most advisors?

Madison, with 2, then Chelsea (1). LPL Enterprise, LLC has advisors in 5 cities in Alabama.

How do I check a LPL Enterprise, LLC advisor in Alabama?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Enterprise, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.