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Financial ADVSR advisor directory · SEC adviser records

LPL Enterprise, LLC financial advisors in Maine

Every SEC-registered investment adviser representative at a LPL Enterprise, LLC office in Maine, by city and A to Z.

The short answer

17 registered advisors work at LPL Enterprise, LLC in Maine, out of 2,869 nationwide; it's the firm's number 29 state by advisors, and the most are in Saco (6). 0 list the CFP designation and 17 are also registered broker representatives.

LPL Enterprise, LLC advisors by city in Maine

Every firm in Maine →

Saco 6Portland 3Auburn 2Bridgton 1Bucksport 1Fort Kent 1Gorham 1Hollis Center 1Lamoine 1Wells 1Windham 1

LPL Enterprise, LLC advisors in Maine, A to Z

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LPL Enterprise, LLC advisors in every state →LPL Enterprise, LLC: assets, clients and custodians →LPL Financial news and advisor moves →Advisor Moves: who changed firms this week →

LPL Enterprise, LLC in other states

New York 343California 253New Jersey 218Pennsylvania 209Florida 187Illinois 159Michigan 109Ohio 105Indiana 97Maryland 96Texas 93Minnesota 79North Carolina 73Massachusetts 72Missouri 70South Carolina 64Connecticut 63Georgia 60Virginia 55Wisconsin 47Louisiana 35Colorado 32Rhode Island 32Washington 31Kansas 24Tennessee 24Nebraska 23Arizona 22New Hampshire 18Iowa 17Kentucky 16Oregon 16Nevada 12Delaware 11Hawaii 10Oklahoma 10West Virginia 8South Dakota 7Utah 7Alabama 6Arkansas 6Idaho 6Mississippi 6Montana 6North Dakota 4Wyoming 4New Mexico 3

Questions

How many LPL Enterprise, LLC financial advisors are in Maine?

17 investment adviser representatives are registered at LPL Enterprise, LLC offices in Maine, according to the SEC's Investment Adviser Public Disclosure records, out of 2,869 at the firm nationwide. 0 list the CFP designation and 17 are also registered as broker representatives.

Where in Maine does LPL Enterprise, LLC have the most advisors?

Saco, with 6, then Portland (3). LPL Enterprise, LLC has advisors in 11 cities in Maine.

How do I check a LPL Enterprise, LLC advisor in Maine?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Enterprise, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.