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Financial ADVSR advisor directory · SEC adviser records

LPL Enterprise, LLC financial advisors in Arizona

Every SEC-registered investment adviser representative at a LPL Enterprise, LLC office in Arizona, by city and A to Z.

22 registered advisors work at LPL Enterprise, LLC in Arizona, out of 2,869 nationwide; it's the firm's number 28 state by advisors, and the most are in Phoenix (13). 1 list the CFP designation and 22 are also registered broker representatives.

LPL Enterprise, LLC advisors by city in Arizona

Every firm in Arizona →

Phoenix 13Cave Creek 2Tucson 2Apache Junction 1Buckeye 1Gilbert 1Mesa 1Surprise 1

LPL Enterprise, LLC advisors in Arizona, A to Z

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LPL Enterprise, LLC advisors in every state →LPL Enterprise, LLC: assets, clients and custodians →LPL Financial news and advisor moves →Advisor Moves: who changed firms this week →

LPL Enterprise, LLC in other states

New York 343California 253New Jersey 218Pennsylvania 209Florida 187Illinois 159Michigan 109Ohio 105Indiana 97Maryland 96Texas 93Minnesota 79North Carolina 73Massachusetts 72Missouri 70South Carolina 64Connecticut 63Georgia 60Virginia 55Wisconsin 47Louisiana 35Colorado 32Rhode Island 32Washington 31Kansas 24Tennessee 24Nebraska 23Maine 19New Hampshire 18Iowa 17Kentucky 16Oregon 16Nevada 12Delaware 11Hawaii 10Oklahoma 10West Virginia 8South Dakota 7Utah 7Alabama 6Arkansas 6Idaho 6Mississippi 6Montana 6North Dakota 4Wyoming 4New Mexico 3

Questions

How many LPL Enterprise, LLC financial advisors are in Arizona?

22 investment adviser representatives are registered at LPL Enterprise, LLC offices in Arizona, according to the SEC's Investment Adviser Public Disclosure records, out of 2,869 at the firm nationwide. 1 list the CFP designation and 22 are also registered as broker representatives.

Where in Arizona does LPL Enterprise, LLC have the most advisors?

Phoenix, with 13, then Cave Creek (2). LPL Enterprise, LLC has advisors in 8 cities in Arizona.

How do I check a LPL Enterprise, LLC advisor in Arizona?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Enterprise, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.