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Financial ADVSR advisor directory · SEC adviser records

LPL Enterprise, LLC financial advisors in Phoenix, AZ

Every SEC-registered investment adviser representative at a LPL Enterprise, LLC office in Phoenix, A to Z.

13 registered advisors work at LPL Enterprise, LLC in Phoenix, out of 2,986 at the firm nationwide; it ranks number 29 in the city by advisors. 0 list the CFP designation and 13 are also registered broker representatives.

LPL Enterprise, LLC advisors in Phoenix, A to Z

Every LPL Enterprise, LLC advisor →

LPL Enterprise, LLC advisors in every city and state →LPL Enterprise, LLC: assets, clients and custodians →LPL Financial news and advisor moves →LPL Enterprise, LLC payout grid vs. other firms →Advisor Moves: who changed firms this week →

LPL Enterprise, LLC advisors in other cities

Bedminster, NJ 62Irvine, CA 60Troy, MI 57Indianapolis, IN 52Warrington, PA 46Holmdel, NJ 45Melville, NY 44Atlanta, GA 42St Louis, MO 38Houston, TX 36New York, NY 36Cockeysville, MD 35Tampa, FL 35San Diego, CA 32San Jose, CA 32

Other firms in Phoenix

All Phoenix advisors →

Charles Schwab & Co., Inc. 425Schwab Wealth Advisory, Inc. 257Foundations Investment Advisors LLC 120Cetera Investment Advisers LLC 96Merrill Lynch, Pierce, Fenner & Smith Incorporated 92J.P. Morgan Securities LLC 81Strategic Advisers LLC 61LPL Financial LLC 58UBS Financial Services Inc. 50Edelman Financial Engines 45Morgan Stanley 41Brookwood Investment Group 34

Questions

How many financial advisors does LPL Enterprise, LLC have in Phoenix?

13 investment adviser representatives are registered at LPL Enterprise, LLC offices in Phoenix, Arizona, according to the SEC's Investment Adviser Public Disclosure records, out of 2,986 nationwide. 0 list the CFP designation and 13 are also registered as broker representatives.

Is LPL Enterprise, LLC one of the largest advisor employers in Phoenix?

LPL Enterprise, LLC ranks number 29 in Phoenix by registered advisors; Charles Schwab & Co., Inc. has the most, with 425.

How do I check a LPL Enterprise, LLC advisor in Phoenix?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Enterprise, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.