Financial ADVSR advisor directory · SEC adviser records
Financial advisors in Old Lyme, CT
Every SEC-registered investment adviser representative at a firm office in Old Lyme, with the firms that employ the most of them.
11 registered advisors work in Old Lyme; the most are at Bankers Life Advisory Services, Inc. (5). 1 list the CFP designation and 10 are also registered broker representatives.
Firms with the most advisors in Old Lyme
Advisors in Old Lyme, A to Z
CFP advisors in Old Lyme →- Kevin M. Agan Jr.Bankers Life Advisory Services, Inc.
- Lendia S. DrainesCitizens Securities, Inc.
- Nicholas R. HolmesBankers Life Advisory Services, Inc.
- Miles R. JoynerBankers Life Advisory Services, Inc.
- Stanley E. Kesilewski IIIBankers Life Advisory Services, Inc.
- Richard A. LasaracinaBankers Life Advisory Services, Inc.
- Joseph N. MarkimLPL Financial LLC
- Mark MassaEquitable Advisors, LLC
- Stacey SankowLPL Financial LLC
- Jean A. WilczynskiSavant Wealth Management · Certified Financial Planner
- Martin J. WollackMorgan Stanley
Other cities in Connecticut
All of Connecticut →Stamford 851Greenwich 629Westport 397Glastonbury 389West Hartford 353New Haven 277Fairfield 275Shelton 239Hartford 220Farmington 212Darien 137Windsor 132Guilford 103Madison 101Mystic 90Ridgefield 86Norwalk 82New Canaan 79Milford 73Southbury 73Danbury 71North Haven 69Hamden 62Wilton 59
Questions
How many financial advisors are in Old Lyme, CT?
11 investment adviser representatives are registered at firm offices in Old Lyme, Connecticut, according to the SEC's Investment Adviser Public Disclosure records. 10 of them are also registered as broker representatives, and 1 list the CFP designation.
Which firm has the most financial advisors in Old Lyme?
Bankers Life Advisory Services, Inc., with 5 registered advisors in Old Lyme, followed by LPL Financial LLC with 2.
How do I check a financial advisor in Old Lyme?
Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.