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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Spring Valley, CA

Every SEC-registered investment adviser representative at a firm office in Spring Valley, with the firms that employ the most of them.

The short answer

3 registered advisors work in Spring Valley; the most are at Austin Consulting (1). 1 list the CFP designation and 1 are also registered broker representatives.

Firms with the most advisors in Spring Valley

FirmAdvisors in Spring Valley
Austin Consulting1
Facet1
LPL Financial LLC news1

Advisors in Spring Valley, A to Z

CFP advisors in Spring Valley →

Other cities in California

All of California →

San Diego 3,492Los Angeles 3,345San Francisco 3,218Newport Beach 1,784Irvine 1,663Pasadena 1,078Walnut Creek 1,053San Jose 913Beverly Hills 654Roseville 611Westlake Village 601Sacramento 583Palo Alto 511Torrance 485La Jolla 463Santa Barbara 424Carlsbad 422Menlo Park 417Fresno 416San Rafael 411El Segundo 407Woodland Hills 357San Mateo 350Long Beach 341

Questions

How many financial advisors are in Spring Valley, CA?

3 investment adviser representatives are registered at firm offices in Spring Valley, California, according to the SEC's Investment Adviser Public Disclosure records. 1 of them are also registered as broker representatives, and 1 list the CFP designation.

Which firm has the most financial advisors in Spring Valley?

Austin Consulting, with 1 registered advisors in Spring Valley, followed by Facet with 1.

How do I check a financial advisor in Spring Valley?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.