Financial ADVSR advisor directory · SEC adviser records
Financial advisors in Soquel, CA
Every SEC-registered investment adviser representative at a firm office in Soquel, with the firms that employ the most of them.
The short answer
11 registered advisors work in Soquel; the most are at Charles Schwab & Co., Inc. (4). 3 list the CFP designation and 9 are also registered broker representatives.
Firms with the most advisors in Soquel
| Firm | Advisors in Soquel |
|---|---|
| Charles Schwab & Co., Inc. news | 4 |
| Osaic Wealth, Inc. news | 3 |
| Capital Analysts | 1 |
| Edward Jones news | 1 |
| Farm And Community Advisory | 1 |
| Lincoln Investment | 1 |
| Newhouse Integrated Financial Advisors LLC | 1 |
Advisors in Soquel, A to Z
CFP advisors in Soquel →- Alan R. GaleEdward Jones
- Robert GaukelNewhouse Integrated Financial Advisors LLC
- Mark A. GerberOsaic Wealth, Inc. · Certified Financial Planner
- Daniel E. HernandezCharles Schwab & Co., Inc. · Certified Financial Planner
- Michael P. JordanLincoln Investment
- Matthew C. LopezOsaic Wealth, Inc.
- Eli C. PaoCharles Schwab & Co., Inc.
- Lauren A. StitelerCharles Schwab & Co., Inc.
- Eduardo ValeroCharles Schwab & Co., Inc.
- Joshua R. WilliamsFarm And Community Advisory
- Jacob T. YoungOsaic Wealth, Inc. · Certified Financial Planner
Other cities in California
All of California →San Diego 3,492Los Angeles 3,345San Francisco 3,218Newport Beach 1,784Irvine 1,663Pasadena 1,078Walnut Creek 1,053San Jose 913Beverly Hills 654Roseville 611Westlake Village 601Sacramento 583Palo Alto 511Torrance 485La Jolla 463Santa Barbara 424Carlsbad 422Menlo Park 417Fresno 416San Rafael 411El Segundo 407Woodland Hills 357San Mateo 350Long Beach 341
Questions
How many financial advisors are in Soquel, CA?
11 investment adviser representatives are registered at firm offices in Soquel, California, according to the SEC's Investment Adviser Public Disclosure records. 9 of them are also registered as broker representatives, and 3 list the CFP designation.
Which firm has the most financial advisors in Soquel?
Charles Schwab & Co., Inc., with 4 registered advisors in Soquel, followed by Osaic Wealth, Inc. with 3.
How do I check a financial advisor in Soquel?
Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.