Financial ADVSR advisor directory · SEC adviser records
Financial advisors in Rolling Hills Est, CA
Every SEC-registered investment adviser representative at a firm office in Rolling Hills Est, with the firms that employ the most of them.
The short answer
2 registered advisors work in Rolling Hills Est; the most are at Edward Jones (1). 0 list the CFP designation and 2 are also registered broker representatives.
Firms with the most advisors in Rolling Hills Est
| Firm | Advisors in Rolling Hills Est |
|---|---|
| Edward Jones news | 1 |
| LPL Financial LLC news | 1 |
Advisors in Rolling Hills Est, A to Z
Search all of California →- Mark G. JongewaardLPL Financial LLC
- Marco A. VasquezEdward Jones
Other cities in California
All of California →San Diego 3,492Los Angeles 3,346San Francisco 3,219Newport Beach 1,783Irvine 1,663Pasadena 1,078Walnut Creek 1,053San Jose 913Beverly Hills 654Roseville 611Westlake Village 601Sacramento 583Palo Alto 511Torrance 485La Jolla 463Santa Barbara 424Carlsbad 422Menlo Park 417Fresno 416San Rafael 411El Segundo 407Woodland Hills 357San Mateo 350Long Beach 341
Questions
How many financial advisors are in Rolling Hills Est, CA?
2 investment adviser representatives are registered at firm offices in Rolling Hills Est, California, according to the SEC's Investment Adviser Public Disclosure records. 2 of them are also registered as broker representatives, and 0 list the CFP designation.
Which firm has the most financial advisors in Rolling Hills Est?
Edward Jones, with 1 registered advisors in Rolling Hills Est, followed by LPL Financial LLC with 1.
How do I check a financial advisor in Rolling Hills Est?
Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.