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Est. 2026The front page of wealth managementNew York

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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Placentia, CA

Every SEC-registered investment adviser representative at a firm office in Placentia, with the firms that employ the most of them.

25 registered advisors work in Placentia; the most are at Eagle Strategies LLC (3). 4 list the CFP designation and 19 are also registered broker representatives.

Firms with the most advisors in Placentia

FirmAdvisors in Placentia
Eagle Strategies LLC3
Rai Wealth Management3
Svl Investment Management3
Merrill Lynch, Pierce, Fenner & Smith Incorporated news2
Money Concepts Capital Corp.2
Osaic Wealth, Inc. news2
Strategic Advisers LLC2
Cambridge Investment Research Advisors, Inc. news1
Edward Jones news1
J.P. Morgan Securities LLC news1
LPL Enterprise, LLC news1
LPL Financial LLC news1
On Investment Management Co.1
Oppenheimer & Co. Inc. news1
Valley Wealth Strategies, LLC1

Advisors in Placentia, A to Z

CFP advisors in Placentia →

Other cities in California

All of California →

San Diego 3,490San Francisco 3,219Los Angeles 3,218Newport Beach 1,783Irvine 1,659Pasadena 1,109Walnut Creek 1,049San Jose 897Beverly Hills 656Roseville 611Westlake Village 597Sacramento 588Palo Alto 500Torrance 471La Jolla 463Carlsbad 429Menlo Park 428Santa Barbara 422El Segundo 421Fresno 413San Rafael 394San Mateo 354Woodland Hills 343Long Beach 335

Questions

How many financial advisors are in Placentia, CA?

25 investment adviser representatives are registered at firm offices in Placentia, California, according to the SEC's Investment Adviser Public Disclosure records. 19 of them are also registered as broker representatives, and 4 list the CFP designation.

Which firm has the most financial advisors in Placentia?

Eagle Strategies LLC, with 3 registered advisors in Placentia, followed by Rai Wealth Management with 3.

How do I check a financial advisor in Placentia?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.