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Financial ADVSR advisor directory · SEC adviser records

Rai Wealth Management financial advisors in Placentia, CA

Every SEC-registered investment adviser representative at a Rai Wealth Management office in Placentia, A to Z.

The short answer

3 registered advisors work at Rai Wealth Management in Placentia, out of 4 at the firm nationwide; it ranks number 3 in the city by advisors. 3 list the CFP designation and 0 are also registered broker representatives.

Rai Wealth Management advisors in Placentia, A to Z

Every Rai Wealth Management advisor →

Rai Wealth Management advisors in every city and state →Rai Wealth Management: assets, clients and custodians →Advisor Moves: who changed firms this week →

Rai Wealth Management advisors in other cities

Mission Viejo, CA 1

Other firms in Placentia

All Placentia advisors →

Svl Investment Management 4Eagle Strategies LLC 3

Questions

How many financial advisors does Rai Wealth Management have in Placentia?

3 investment adviser representatives are registered at Rai Wealth Management offices in Placentia, California, according to the SEC's Investment Adviser Public Disclosure records, out of 4 nationwide. 3 list the CFP designation and 0 are also registered as broker representatives.

Is Rai Wealth Management one of the largest advisor employers in Placentia?

Rai Wealth Management ranks number 3 in Placentia by registered advisors; Svl Investment Management has the most, with 4.

How do I check a Rai Wealth Management advisor in Placentia?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Rai Wealth Management office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.