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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Harbor City, CA

Every SEC-registered investment adviser representative at a firm office in Harbor City, with the firms that employ the most of them.

The short answer

2 registered advisors work in Harbor City; the most are at J.P. Morgan Securities LLC (1). 0 list the CFP designation and 2 are also registered broker representatives.

Firms with the most advisors in Harbor City

FirmAdvisors in Harbor City
J.P. Morgan Securities LLC news1
Thrivent Investment Management Inc.1

Advisors in Harbor City, A to Z

Search all of California →

Other cities in California

All of California →

San Diego 3,492Los Angeles 3,345San Francisco 3,218Newport Beach 1,784Irvine 1,663Pasadena 1,078Walnut Creek 1,053San Jose 913Beverly Hills 654Roseville 611Westlake Village 601Sacramento 583Palo Alto 511Torrance 485La Jolla 463Santa Barbara 424Carlsbad 422Menlo Park 417Fresno 416San Rafael 411El Segundo 407Woodland Hills 357San Mateo 350Long Beach 341

Questions

How many financial advisors are in Harbor City, CA?

2 investment adviser representatives are registered at firm offices in Harbor City, California, according to the SEC's Investment Adviser Public Disclosure records. 2 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Harbor City?

J.P. Morgan Securities LLC, with 1 registered advisors in Harbor City, followed by Thrivent Investment Management Inc. with 1.

How do I check a financial advisor in Harbor City?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.