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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in El Sobrante, CA

Every SEC-registered investment adviser representative at a firm office in El Sobrante, with the firms that employ the most of them.

4 registered advisors work in El Sobrante; the most are at Park Avenue Securities LLC (1). 0 list the CFP designation and 4 are also registered broker representatives.

Firms with the most advisors in El Sobrante

FirmAdvisors in El Sobrante
Park Avenue Securities LLC1
Pfs Investments Inc.1
Stifel, Nicolaus & Company, Incorporated news1
Wells Fargo Clearing Services, LLC news1

Advisors in El Sobrante, A to Z

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San Diego 3,490San Francisco 3,219Los Angeles 3,218Newport Beach 1,783Irvine 1,659Pasadena 1,109Walnut Creek 1,049San Jose 897Beverly Hills 656Roseville 611Westlake Village 597Sacramento 588Palo Alto 500Torrance 471La Jolla 463Carlsbad 429Menlo Park 428Santa Barbara 422El Segundo 421Fresno 413San Rafael 394San Mateo 354Woodland Hills 343Long Beach 335

Questions

How many financial advisors are in El Sobrante, CA?

4 investment adviser representatives are registered at firm offices in El Sobrante, California, according to the SEC's Investment Adviser Public Disclosure records. 4 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in El Sobrante?

Park Avenue Securities LLC, with 1 registered advisors in El Sobrante, followed by Pfs Investments Inc. with 1.

How do I check a financial advisor in El Sobrante?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.