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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Auburn, CA

Every SEC-registered investment adviser representative at a firm office in Auburn, with the firms that employ the most of them.

51 registered advisors work in Auburn; the most are at Edward Jones (9). 0 list the CFP designation and 36 are also registered broker representatives.

Firms with the most advisors in Auburn

FirmAdvisors in Auburn
Edward Jones news9
Ameriprise Financial Services, LLC news6
Ifc4
Stifel, Nicolaus & Company, Incorporated news4
LPL Financial LLC news3
Thrivent Investment Management Inc.3
Vantage Financial Group3
Eagle Strategies LLC2
J.P. Morgan Securities LLC news2
Allstate Financial Advisors, LLC1
American Investors Company1
Cambridge Investment Research Advisors, Inc. news1
Clarion Advisors Inc.1
Fermata Advisors1
Hammer Asset Management, LLC1
Hentch Solutions1
Merrill Lynch, Pierce, Fenner & Smith Incorporated news1
Northbrook Financial Group, LLC1
Pfs Investments Inc.1
State Farm Investment Management Corp.1
Strategic Advisers LLC1
Tax Planning Professionals, Inc.1
Wedbush Securities Inc.1
Wells Fargo Clearing Services, LLC news1

Advisors in Auburn, A to Z

Search all of California →

Other cities in California

All of California →

San Diego 3,692Los Angeles 3,528San Francisco 3,395Newport Beach 1,868Irvine 1,751Pasadena 1,138Walnut Creek 1,114San Jose 962Beverly Hills 692Westlake Village 638Roseville 633Sacramento 613Palo Alto 546Torrance 513La Jolla 490Santa Barbara 454Carlsbad 446Fresno 446El Segundo 438San Rafael 434Menlo Park 432Woodland Hills 377San Mateo 373Long Beach 359

Questions

How many financial advisors are in Auburn, CA?

51 investment adviser representatives are registered at firm offices in Auburn, California, according to the SEC's Investment Adviser Public Disclosure records. 36 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Auburn?

Edward Jones, with 9 registered advisors in Auburn, followed by Ameriprise Financial Services, LLC with 6.

How do I check a financial advisor in Auburn?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.