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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Prescott Valley, AZ

Every SEC-registered investment adviser representative at a firm office in Prescott Valley, with the firms that employ the most of them.

21 registered advisors work in Prescott Valley; the most are at Edward Jones (5). 2 list the CFP designation and 17 are also registered broker representatives.

Firms with the most advisors in Prescott Valley

FirmAdvisors in Prescott Valley
Edward Jones news5
Osaic Wealth, Inc. news3
Advisory Alpha, LLC2
J.P. Morgan Securities LLC news2
LPL Financial LLC news2
New Life Financial LLC2
Consolidated Portfolio Review Corp.1
Independent Financial Group, LLC1
Kestra Advisory Services, LLC news1
Merrill Lynch, Pierce, Fenner & Smith Incorporated news1
Wells Fargo Clearing Services, LLC news1

Advisors in Prescott Valley, A to Z

CFP advisors in Prescott Valley →

Other cities in Arizona

All of Arizona →

Scottsdale 3,200Phoenix 2,247Tucson 764Chandler 593Tempe 534Gilbert 480Mesa 300Peoria 228Glendale 106Prescott 103Surprise 81Flagstaff 65Goodyear 53Queen Creek 52Sun City 45Oro Valley 38Fountain Hills 37Cave Creek 36Yuma 32Sun City West 27Lake Havasu City 25Sedona 25San Tan Valley 23Buckeye 22

Questions

How many financial advisors are in Prescott Valley, AZ?

21 investment adviser representatives are registered at firm offices in Prescott Valley, Arizona, according to the SEC's Investment Adviser Public Disclosure records. 17 of them are also registered as broker representatives, and 2 list the CFP designation.

Which firm has the most financial advisors in Prescott Valley?

Edward Jones, with 5 registered advisors in Prescott Valley, followed by Osaic Wealth, Inc. with 3.

How do I check a financial advisor in Prescott Valley?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.