Sunday, October 25, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam Priorities
AtlasFinancial ADVSR
Open free

Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

4,024 firms manage $77.5 trillionmore than one custodian

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 4055
    Strategic Wealth Partners, LTD.Independence, OH · 3,674 clientsWealth managerHybrid
    Schwab 85%
    $1.6B
  2. 4058
    Buck Wealth Strategies, LLCDenver, CO · 2,948 clientsWealth managerHybrid
    Fidelity 63%Schwab 37%
    $1.6B
  3. 4064
    USA Financial ExchangeAda, MI · 10,265 clientsWealth managerHybridSaybrus Equity Services, LLC, Trinity Wealth Securities, L.L.C.
    Axos 98%
    $1.6B
  4. 4066
    Penobscot Investment Management Company, Inc.Boston, MA · 562 clientsWealth manager
    Schwab 64%Fidelity 24%
    $1.6B
  5. 4070
    TOM Johnson Investment Management, LLCOklahoma City, OK · 5,631 clientsWealth managerPublic-company owned
    Fidelity 51%Schwab 49%
    $1.6B
  6. 4071
    Rodgers & AssociatesLancaster, PA · 997 clientsWealth managerAffiliated broker-dealerKestra Investment Services, LLC
    Schwab 80%
    $1.6B
  7. 4074
    Wealhouse Capital Limited PartnershipToronto, Ontario, Canada · 10 clientsWealth manager
    Morgan Stanley 80%
    $1.6B
  8. 4076
    Trivium Point Advisory, LLCWilton, CT · 850 clientsWealth managerHybrid
    Schwab 60%LPL Financial 25%
    $1.6B
  9. 4077
    Matisse CapitalPortland, OR · 358 clientsAsset manager
    Schwab 76%Vanguard 24%
    $1.6B
  10. 4080
    Intrepid Capital Management IncJacksonville Beach, FL · 671 clientsAsset managerHybrid
    U.S. Bank 82%
    $1.6B
  11. 4083
    Pasadena Private Wealth, LLCPasadena, CA · 524 clientsWealth managerHybrid
    Fidelity 83%
    $1.6B
  12. 4084
    The Nemes Rush Group, LLCNovi, MI · 881 clientsWealth managerWrap sponsorHybrid
    Raymond James 99%
    $1.6B
  13. 4085
    Bloom AdvisorsFarmington Hills, MI · 1,166 clientsWealth manager
    Fidelity 53%Schwab 47%
    $1.6B
  14. 4086
    ISC Advisors, Inc.Dallas, TX · 1,928 clientsAsset managerHybridInstitutional Securities Corporation
    RBC 27%Oneamerica Securities 25%
    $1.6B
  15. 4088
    Fortis Capital Advisors, LLCPrairie Village, KS · 2,171 clientsWealth managerHybrid
    Schwab 89%
    $1.6B
  16. 4094
    Sierra Capital LLCMiami, FL · 76 clientsWealth manager
    Morgan Stanley 30%J.P. Morgan 28%Schwab 25%
    $1.6B
  17. 4095
    Teewinot Capital Advisers, L.L.C.Norwalk, CT · 8 clientsAsset manager
    Northern Trust 76%State Street 24%
    $1.6B
  18. 4108
    Silverarc Capital Management, LLCBoston, MA · 4 clientsPrivate fund adviser
    Morgan Stanley 81%
    $1.6B
  19. 4110
    Tanager Wealth ManagementLondon, United Kingdom · 1,052 clientsWealth manager
    Pershing 88%
    $1.6B
  20. 4112
    Linden Global Strategies LLCNew York, NY · 175 clientsWealth manager
    BNY 63%
    $1.6B
  21. 4114
    Fountaincap Research & Investment (hong Kong) Co., LimitedWan Chai, Hong Kong · 3 clientsAsset manager
    Northern Trust 43%Caceis Ireland Limited 38%
    $1.6B
  22. 4116
    Beam Wealth Advisors, Inc.Covington, LA · 2,258 clientsWealth managerHybrid
    Fidelity 49%Raymond James 36%
    $1.6B
  23. 4118
    Accolade Asset/liability Advisory ServicesColumbus, OH · 39 clientsAsset manager
    BNY 82%
    $1.6B
  24. 4119
    Tribridge Partners Financial LLCColumbia, MD · 352 clientsAsset managerHybridMMA Securities LLC
    Principal Financial Group 43%Schwab 37%
    $1.6B
  25. 4127
    Rollins Financial Advisors, LLCAtlanta, GA · 1,004 clientsWealth managerAffiliated broker-dealer
    Fidelity 52%Schwab 48%
    $1.6B
  26. 4129
    Compass ION Advisors, LLCConshohocken, PA · 1,204 clientsWealth managerHybrid
    Schwab 76%Fidelity 24%
    $1.6B
  27. 4130
    Summa Corp.The Woodlands, TX · 88 clientsWealth managerHybrid
    J.P. Morgan 34%Goldman Sachs 28%Banque Pictet & CIE SA 22%
    $1.6B
  28. 4132
    Ciccarelli Advisory Services IncNaples, FL · 3,553 clientsWealth managerHybrid
    Schwab 64%SEI 36%
    $1.6B
  29. 4136
    Duration Asset Management, LLCDallas, TX · 8 clientsPrivate fund adviserHybridSmith Capital Markets, LLC.
    Cantor Fitzgerald Securities 92%
    $1.6B
  30. 4146
    Petersen Hastings Wealth Advisors, Inc.Kennewick, WA · 1,309 clientsWealth manager
    LPL Financial 68%
    $1.6B
  31. 4147
    Calton & Associates, Inc.Tampa, FL · 5,283 clientsBroker-dealer firmHybrid
    Fidelity 48%Schwab 29%
    $1.6B
  32. 4158
    PER Stirling Capital Management, LLCAustin, TX · 1,101 clientsWealth managerHybrid
    Fidelity 90%
    $1.6B
  33. 4173
    Gladstone ManagementLondon, United Kingdom · 4 clientsPrivate fund adviser
    Goldman Sachs 53%Morgan Stanley 26%
    $1.6B
  34. 4174
    Pekin Hardy Strauss, Inc.Chicago, IL · 743 clientsWealth manager
    Pershing 79%
    $1.6B
  35. 4179
    CCM Investment Advisers, LLCColumbia, SC · 916 clientsWealth manager
    Schwab 79%
    $1.5B
  36. 4180
    Tritonpoint Wealth, LLCChevy Chase, MD · 347 clientsWealth manager
    Schwab 98%
    $1.5B
  37. 4189
    Cutler Investment GroupJacksonville, OR · 1,074 clientsWealth manager
    Schwab 85%
    $1.5B
  38. 4192
    Planning Alternatives LTDBirmingham, MI · 693 clientsWealth manager
    Schwab 88%
    $1.5B
  39. 4197
    Altravue Capital, LLCBellevue, WA · 9 clientsPrivate fund adviser
    Northern Trust 44%State Street 33%J.P. Morgan 23%
    $1.5B
  40. 4198
    Robinson Capital Management, LLCGrosse Pointe Farms, MI · 80 clientsAsset manager
    Huntington Bank 64%
    $1.5B

RIAs by state