Asset manager · Columbia, MD
Tribridge Partners Financial LLC
SEC-registered investment adviser · CRD 326489 · SEC 801-129200
At a glance
Tribridge Partners Financial LLC is an SEC-registered investment adviser based in Columbia, Maryland, with $1.6 billion in regulatory assets under management as of its Form ADV filed July 17, 2026. Its largest client group by assets is pension and profit sharing plans, and it reports 232 individual clients. By Form ADV it is a asset manager, ranked 1,142nd of 3,218 asset managers and 4,119th of 17,210 SEC-registered advisers by assets.
Main office 240-422-8799tribridgepartnersfinancial.comAs filed on Form ADV
- Regulatory AUM
- $1.6B
- Rank among asset managers
- #1,142 of 3,218
- Rank among all SEC RIAs
- #4,119 of 17,210
- Rank in Maryland
- #60 of 227
- Individual clients
- 232
- High-net-worth clients
- 174
- Accounts
- 535
- Discretionary
- 25% of AUM
- Employees
- 23
- Advisory staff
- 7
- Offices
- 1
Owners and executives on its Form ADV
- Ashleigh C. SwayzeChief Compliance Officer
- Dan EhlySenior Vice President
- Craig J ReidChief Executive Officer
- Alexandra F. Von FerstelSecretary
Custody and brokerage
3 custodians
- Principal Financial Group$440M43%
- Charles Schwab$375M37%
- T. Rowe Price Investment Services$205M20%
Other RIAs using Principal Financial GroupOther multi-custodian RIAs
Broker-dealer
Hybrid RIA
Tribridge Partners Financial LLC is a hybrid RIA: 8 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: MMA Securities LLC.
- MMA Securities LLC ↗CRD 44254
Its Form ADV brochure (filed June 2026) names MMA Securities as the broker-dealer its advisers are registered with.
Certain Investment Adviser Representatives (“IAR”) of TriBridge are also Registered Representatives of MMA Securities LLC (“MMAS”), which is a broker-dealer registered with the SEC, FINRA, and the various states.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pension and profit sharing plans | 118 | $1.2B | 77% |
| High-net-worth individuals | 174 | $353M | 22% |
| Individuals | 58 | $22M | 1% |
| Corporations or other businesses | 2 | $0M | <1% |
Disciplinary disclosures
Tribridge Partners Financial LLC answers yes to 1 disclosure item in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Pension consulting
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗tribridgepartnersfinancial.com ↗
AtlasMembers
The full record on Tribridge Partners Financial LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 2 years of filings
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- Growth over one, three and five years
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- Rank against 939 peers of its type and size
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- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Background
Questions
How much does Tribridge Partners Financial LLC manage?
Tribridge Partners Financial LLC reports $1.6 billion in regulatory assets under management across 535 accounts, 25% of it on a discretionary basis, on its Form ADV filed July 17, 2026.
What kind of firm is Tribridge Partners Financial LLC?
Tribridge Partners Financial LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals. A public reporting company controls it.
Who are Tribridge Partners Financial LLC’s clients?
By assets, its largest client types are pension and profit sharing plans ($1.2 billion, 118 clients); high-net-worth individuals ($353 million, 174 clients); individuals ($22 million, 58 clients).
Does Tribridge Partners Financial LLC have any disciplinary history?
Tribridge Partners Financial LLC answers yes to 1 disclosure item in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Tribridge Partners Financial LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-07-17), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →