Asset manager · WAN Chai, Hong Kong
Fountaincap Research & Investment (hong Kong) Co., Limited
SEC-registered investment adviser · CRD 291993 · SEC 801-112761
At a glance
Fountaincap Research & Investment (hong Kong) Co., Limited is an SEC-registered investment adviser based in WAN Chai, Hong Kong, with $1.6 billion in regulatory assets under management as of its Form ADV filed March 30, 2026. Its largest client group by assets is other. By Form ADV it is a asset manager, ranked 1,140th of 3,218 asset managers and 4,114th of 17,210 SEC-registered advisers by assets.
Main office +85221703333fountaincapri.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $1.6B
- Rank among asset managers
- #1,140 of 3,218
- Rank among all SEC RIAs
- #4,114 of 17,210
- Clients
- 3
- Accounts
- 9
- Discretionary
- 100% of AUM
- Employees
- 20
- Advisory staff
- 8
- Offices
- 1
Owners and executives on its Form ADV
- Xiaofang (. DingCio/director
- Man N. LiChief Compliance Officer
- Man T LukCeo/director
- Yueqi N. JinDirector
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Other | – | $922M | 58% |
| Pooled investment vehicles | 3 | $448M | 28% |
| Sovereign wealth funds and foreign official institutions | – | $208M | 13% |
| Corporations or other businesses | – | $12M | <1% |
| High-net-worth individuals | – | $12M | <1% |
Private funds
Fountaincap Research & Investment (hong Kong) Co., Limited reports 1 private funds with $209M in gross assets: other private funds (Form ADV Item 7.B).
Disciplinary disclosures
Fountaincap Research & Investment (hong Kong) Co., Limited reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗fountaincapri.com ↗
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The full record on Fountaincap Research & Investment (hong Kong) Co., Limited
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 8 years of filings
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- Growth over one, three and five years
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- Rank against 940 peers of its type and size
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- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 1Locked
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Background
Questions
How much does Fountaincap Research & Investment (hong Kong) Co., Limited manage?
Fountaincap Research & Investment (hong Kong) Co., Limited reports $1.6 billion in regulatory assets under management across 9 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 30, 2026.
What kind of firm is Fountaincap Research & Investment (hong Kong) Co., Limited?
Fountaincap Research & Investment (hong Kong) Co., Limited is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Fountaincap Research & Investment (hong Kong) Co., Limited’s clients?
By assets, its largest client types are other ($922 million); pooled investment vehicles ($448 million, 3 clients); sovereign wealth funds and foreign official institutions ($208 million).
Does Fountaincap Research & Investment (hong Kong) Co., Limited manage private funds?
Yes. It reports 1 private funds with $209 million in gross assets, including other private funds.
Does Fountaincap Research & Investment (hong Kong) Co., Limited have any disciplinary history?
Fountaincap Research & Investment (hong Kong) Co., Limited reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Fountaincap Research & Investment (hong Kong) Co., Limited’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-30), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →