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Chief Compliance Officer · Fountaincap Research & Investment (hong Kong) Co., Limited

Man N. Li

CRD 6377521 · Named on Form ADV at one SEC-registered adviser

At a glance

Fountaincap Research & Investment (hong Kong) Co., Limited, an SEC-registered asset manager based in WAN Chai, Hong Kong with $1.6 billion in regulatory assets, lists Man N. Li on its Form ADV as Chief Compliance Officer, a control person.

Firms and roles

AtlasMembers

Man’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Xiaofang (. DingCio/director, Fountaincap Research & Investment (hong Kong) Co., Limited
  • Man T LukCeo/director, Fountaincap Research & Investment (hong Kong) Co., Limited
  • Yueqi N. JinDirector, Fountaincap Research & Investment (hong Kong) Co., Limited

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Man’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.