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KC New IRS Guidance Disallows Some Sec. 351 Exchanges And Puts The ‘Yellow Light’ On Other ETF Strategies: How To Manage The ‘Tax Risk’ Of Tax-Aware InvestingIN Americans score 60 on longevity readiness as care gaps persistIN Clients are using AI to challenge financial advice, Pacific Life survey findsIN RIA M&A veteran joins Accelerated Wealth Partners to drive deal growthIN The 401(k) moment for health benefits may be closer than you thinkIN Advisor moves: Georgia RIA launches after $1.1B breakaway, Carson and Mercer expandIN Agentic AI moves advisory firms beyond the chatbot, executives sayCW LPL revises Commonwealth retention rate to 83% ahead of November conversionIN Leading RIAs – EastCW Opinion: Fast starts are crucial to evergreen fund success
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

3,733 firms manage $117.7 trillionhybrid

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 15368
    Secure Retirement Financial & Insurance Services Corp.San Ramon, CA · 211 clientsWealth managerHybrid
    Schwab 100%
    $102M
  2. 15369
    Haire Wealth Management, Inc.Tupelo, MS · 164 clientsWealth managerHybrid
    No custodian reported
    $102M
  3. 15381
    Sky Vision Wealth Management Corp.Irvine, CA · 86 clientsWealth managerHybrid
    Schwab 100%
    $101M
  4. 15386
    Wells Global Investment Advisers LLCWinter Haven, FL · 133 clientsWealth managerHybridValor Financial Securities LLC
    Pershing 100%
    $101M
  5. 15390
    Rock Creek Wealth ManagementHillsboro, OR · 241 clientsWealth managerHybrid
    LPL Financial 100%
    $101M
  6. 15400
    Indexperts, LLCCharlotte, NC · 3 clientsAsset managerHybridLinden Thomas and Company Securities, LLC, clears through Wells Fargo Clearing Services
    No custodian reported
    $101M
  7. 15406
    CDP Financial Group, LLCLittleton, CO · 110 clientsWealth managerHybrid
    Schwab 100%
    $100M
  8. 15412
    Course Management Investment Advisors, LLCPinehurst, NC · 161 clientsWealth managerHybrid
    Schwab 100%
    $100M
  9. 15427
    Acacia Asset Management LLCNew York, NY · 1 clientsAsset managerHybrid
    No custodian reported
    $100M
  10. 15428
    Valhum Asset Management, LLCUpper Saddle River, NJ · 1 clientsAsset managerHybridAshton Stewart & Co., Inc.
    No custodian reported
    $100M
  11. 15433
    13d Management LLCNew York, NY · 1 clientsAsset managerHybrid
    No custodian reported
    $99M
  12. 15435
    Merion Realty Advisers, LLCWynnewood, PA · 3 clientsPrivate fund adviserHybrid
    No custodian reported
    $99M
  13. 15443
    Investor's Advantage87 clientsWealth managerHybrid
    Schwab 97%
    $99M
  14. 15448
    Garrett Nagle & Co., Inc.Woburn, MA · 86 clientsBroker-dealer firmHybrid
    No custodian reported
    $98M
  15. 15451
    Muzinich Direct Lending Adviser, LLCNew York, NY · 1 clientsAsset managerHybridMuzinich & Co. (ireland) Limited, Muzinich & Co. (singapore) PTE. Limited
    No custodian reported
    $98M
  16. 15453
    Lemnis CapitalRichardson, TX · 352 clientsWealth managerHybrid
    Schwab 100%
    $98M
  17. 15458
    Phoenix International Investments LLCNashua, NH · 27 clientsPrivate fund adviserHybrid
    No custodian reported
    $97M
  18. 15462
    Berkshire Advisors, Inc.Wyomissing, PA · 250 clientsBroker-dealer firmHybridPurshe Kaplan Sterling Investments, Inc., clears through National Financial Services (Fidelity)
    Schwab 100%
    $97M
  19. 15466
    UOB Global Capital LLCNew York, NY · 3 clientsPrivate fund adviserHybridUOB Global Equity Sales LLC, UOB KAY Hian PTE Limited
    No custodian reported
    $97M
  20. 15479
    Nosuris, Inc.Lynbrook, NY · 200 clientsWealth managerHybrid
    Betterment 50%Fidelity 50%
    $95M
  21. 15482
    Abraham Trading CompanyCanadian, TX · 1 clientsAsset managerHybrid
    No custodian reported
    $95M
  22. 15491
    Bayridge Financial Group, Inc.Rockville Centre, NY · 488 clientsWealth managerHybrid
    Schwab 100%
    $94M
  23. 15496
    Henley & Company Wealth Management LLCUniondale, NY · 71 clientsWealth managerWrap sponsorHybridHenley & Company LLC
    Pershing 100%
    $94M
  24. 15499
    Statetrust Capital, LLC.Boca Raton, FL · 144 clientsWealth managerHybridStatetrust Investments Inc.
    No custodian reported
    $94M
  25. 15502
    Midas Management CorporationWalpole, NH · 3 clientsAsset managerHybridMidas Securities Group, Inc.
    No custodian reported
    $93M
  26. 15504
    First Associated Investment Advisors, Inc.Duluth, MN · 1 clientsAsset managerHybrid
    No custodian reported
    $93M
  27. 15519
    Reciprocal Capital7 clientsPrivate fund adviserHybrid
    No custodian reported
    $92M
  28. 15527
    Concert Investment Advisory LLC178 clientsWealth managerHybrid
    No custodian reported
    $91M
  29. 15529
    The Moneypaper Advisor, Inc.1 clientsAsset managerHybrid
    No custodian reported
    $91M
  30. 15532
    Oxford Gate Management, LLCGreenwich, CT · 1 clientsPrivate fund adviserHybrid
    No custodian reported
    $91M
  31. 15537
    K R Financial LLC25 clientsWealth managerHybridKR Securities, LLC, clears through RBC Capital Markets
    RBC 82%
    $91M
  32. 15538
    Conrad Capital Management, Inc.Hauppauge, NY · 132 clientsWealth managerHybrid
    Schwab 100%
    $91M
  33. 15539
    Modern Capital Management, Co.Mt Pleasant, SC · 21 clientsBroker-dealer firmHybridLiberty Partners Financial Services, LLC, Liquidity.io, LLC
    Schwab 0%
    $91M
  34. 15542
    ZestMiami, FL · 8 clientsPrivate fund adviserHybrid
    No custodian reported
    $91M
  35. 15548
    Oak Crest Advisory, LLCRochester, NY · 222 clientsWealth managerHybrid
    Schwab 100%
    $90M
  36. 15554
    Aldemar Research Corporation79 clientsWealth managerHybrid
    Schwab 83%
    $89M
  37. 15561
    7 Streets Financial, LLCSan Diego, CA · 270 clientsWealth managerWrap sponsorHybrid
    No custodian reported
    $88M
  38. 15565
    IBN Financial Services, IncLiverpool, NY · 519 clientsBroker-dealer firmHybrid
    Axos 100%
    $88M
  39. 15568
    Quincy Wells Advisors, LLCChicago, IL · 247 clientsBroker-dealer firmHybridQuincy Wells Capital, LLC
    No custodian reported
    $87M
  40. 15577
    Union Street Partners LLCAlexandria, VA · 1 clientsAsset managerHybridMcLaughlin Ryder Investments, Inc.
    No custodian reported
    $86M

RIAs by state