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Wealth manager, independent · Richardson, TX

Lemnis Capital

Lemnis Capital LLC · SEC-registered investment adviser · CRD 340137 · SEC 801-135496

At a glance

Lemnis Capital is an SEC-registered investment adviser based in Richardson, Texas, with $98 million in regulatory assets under management as of its Form ADV filed October 1, 2026. Its largest client group by assets is individuals, and it reports 352 individual clients. By Form ADV it is a wealth manager, ranked 8,291st of 8,915 wealth managers and 15,453rd of 17,210 SEC-registered advisers by assets.

Main office 972-928-6196As filed on Form ADV

Regulatory AUM
$98M
Rank among wealth managers
#8,291 of 8,915
Rank among all SEC RIAs
#15,453 of 17,210
Rank in Texas
#1,013 of 1,081
Individual clients
352
High-net-worth clients
19
Accounts
352
Discretionary
93% of AUM
Employees
13
Advisory staff
13
Offices
1

Owners and executives on its Form ADV

Custody and brokerage

Custodian

  1. Charles Schwab$91M

Other RIAs using Charles Schwab

Broker-dealer

Hybrid RIA

Lemnis Capital is a hybrid RIA: 13 of its employees are also registered representatives of a broker-dealer.

Its Form ADV brochure (filed August 2026) names Innovation Partners as the broker-dealer its advisers are registered with.

Lemnis Capital - Form ADV Part 2A Page 23 of 30 Registered Representatives of a Broker-Dealer Certain IARs of the Adviser are also registered representatives of Innovation Partners LLC, a registered broker-dealer ("Innovation Partners").

Other hybrid RIAs

Who it serves

Client typeClientsRegulatory AUMShare
Individuals333$60M62%
High-net-worth individuals19$38M38%

Disciplinary disclosures

Lemnis Capital reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗

Services

  • Financial planning
  • Portfolio management for individuals and small businesses
  • Pension consulting
  • Selecting other advisers
  • Periodicals or newsletters
  • Educational seminars and workshops

How it’s paid

  • A percentage of assets under management
  • Fixed fees

Form ADV and brochures on the SEC’s adviser search ↗

AtlasMembers

The full record on Lemnis Capital

Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.

Assets, accounts, clients and staff, 1 years of filings
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Growth over one, three and five years
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Rank against 4,196 peers of its type and size
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Owners and executives, with titles and stakes
1 namedLocked
Main office, fax and compliance officer
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Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Background

Questions

How much does Lemnis Capital manage?

Lemnis Capital reports $98 million in regulatory assets under management across 352 accounts, 93% of it on a discretionary basis, on its Form ADV filed October 1, 2026.

What kind of firm is Lemnis Capital?

Lemnis Capital is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.

Who are Lemnis Capital’s clients?

By assets, its largest client types are individuals ($60 million, 333 clients); high-net-worth individuals ($38 million, 19 clients).

Does Lemnis Capital have any disciplinary history?

Lemnis Capital reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.

Where these numbers come from

Every figure is Lemnis Capital’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-08-31), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.

Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →