Wealth manager, independent · Rochester, NY
Oak Crest Advisory, LLC
SEC-registered investment adviser · CRD 304255 · SEC 801-123423
At a glance
Oak Crest Advisory, LLC is an SEC-registered investment adviser based in Rochester, New York, with $90 million in regulatory assets under management as of its Form ADV filed March 19, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 188 individual clients. By Form ADV it is a wealth manager, ranked 8,341st of 8,915 wealth managers and 15,548th of 17,210 SEC-registered advisers by assets.
Main office 585-507-1681oakcrestadvisory.comAs filed on Form ADV
- Regulatory AUM
- $90M
- Rank among wealth managers
- #8,341 of 8,915
- Rank among all SEC RIAs
- #15,548 of 17,210
- Rank in New York
- #2,206 of 2,591
- Individual clients
- 188
- High-net-worth clients
- 33
- Accounts
- 456
- Discretionary
- 100% of AUM
- Employees
- 3
- Advisory staff
- 3
- Offices
- 1
Owners and executives on its Form ADV
- Gregory P. MulburyCFO
- Bryan M. GrayDirector of Financial Planning
- Michael T. StrongChief Compliance Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Oak Crest Advisory, LLC is a hybrid RIA: 1 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed March 2026) names Leigh Baldwin & Co. as the broker-dealer its advisers are registered with.
plement securities transactions through certain Oak Crest supervised persons in their respective separate and individual capacities as registered representatives of Leigh Baldwin & Co., an SEC registered broker -dealer and member of FINRA.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 33 | $55M | 61% |
| Individuals | 155 | $35M | 39% |
| Pension and profit sharing plans | 34 | $0M | 0% |
Disciplinary disclosures
Oak Crest Advisory, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Pension consulting
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗oakcrestadvisory.com ↗
AtlasMembers
The full record on Oak Crest Advisory, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 3 years of filings
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- Growth over one, three and five years
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- Rank against 3,930 peers of its type and size
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- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Oak Crest Advisory, LLC manage?
Oak Crest Advisory, LLC reports $90 million in regulatory assets under management across 456 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 19, 2026.
What kind of firm is Oak Crest Advisory, LLC?
Oak Crest Advisory, LLC is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Oak Crest Advisory, LLC’s clients?
By assets, its largest client types are high-net-worth individuals ($55 million, 33 clients); individuals ($35 million, 155 clients); pension and profit sharing plans ($0, 34 clients).
Does Oak Crest Advisory, LLC have any disciplinary history?
Oak Crest Advisory, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Oak Crest Advisory, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-19), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →