Wealth manager, independent · Lynbrook, NY
Nosuris, Inc.
SEC-registered investment adviser · CRD 160979 · SEC 801-135759
At a glance
Nosuris, Inc. is an SEC-registered investment adviser based in Lynbrook, New York, with $95 million in regulatory assets under management as of its Form ADV filed June 2, 2026. Its largest client group by assets is individuals, and it reports 190 individual clients. By Form ADV it is a wealth manager, ranked 8,301st of 8,915 wealth managers and 15,479th of 17,210 SEC-registered advisers by assets.
Main office 516-887-7788odifinancial.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $95M
- Rank among wealth managers
- #8,301 of 8,915
- Rank among all SEC RIAs
- #15,479 of 17,210
- Rank in New York
- #2,185 of 2,591
- Individual clients
- 190
- High-net-worth clients
- 10
- Accounts
- 450
- Discretionary
- 37% of AUM
- Employees
- 2
- Advisory staff
- 2
- Offices
- 1
Owners and executives on its Form ADV
- Mark DorfmanPresident/cco
Custody and brokerage
Broker-dealer
Hybrid RIA
Nosuris, Inc. is a hybrid RIA: 1 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed April 2026) names APW Capital as the broker-dealer its advisers are registered with.
Compensation for the Sale of Securities or Other Investment Products Persons providing investment advice on behalf of our firm are registered representatives with APW Capital, Inc. d/b/a Comprehensive Asset Management and Servicing, Inc.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 180 | $80M | 84% |
| High-net-worth individuals | 10 | $10M | 11% |
| Pension and profit sharing plans | 10 | $5M | 5% |
Disciplinary disclosures
Nosuris, Inc. reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Pension consulting
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗odifinancial.com ↗
AtlasMembers
The full record on Nosuris, Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 1 years of filings
- Locked
- Growth over one, three and five years
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- Rank against 4,104 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 1 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Nosuris, Inc. manage?
Nosuris, Inc. reports $95 million in regulatory assets under management across 450 accounts, 37% of it on a discretionary basis, on its Form ADV filed June 2, 2026.
What kind of firm is Nosuris, Inc.?
Nosuris, Inc. is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Nosuris, Inc.’s clients?
By assets, its largest client types are individuals ($80 million, 180 clients); high-net-worth individuals ($10 million, 10 clients); pension and profit sharing plans ($5 million, 10 clients).
Does Nosuris, Inc. have any disciplinary history?
Nosuris, Inc. reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Nosuris, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-06-02), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →