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Est. 2026The front page of wealth managementNew York

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KC The 16 Best Financial Advisor Conferences To Attend In 2027IN Digital asset custody reshapes how banks compete in tokenized financeIN Fidelity's $100M custody minimum forces small RIAs to pick a pathIN Wealth firms report organic growth rebound, but process gaps persistIN Shareholder support rebounds even as proxy proposals hit new lowIN AI governance gaps leave RIAs exposed to a new wave of cyber threatsIN Home affordability crisis deepens as mortgage rates and hidden costs riseFP Year-end tax planning: 5 moves advisors should review with clients4K 55ip Expands Unified Managed Accounts with BlackRockRB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 2026
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

3,733 firms manage $117.7 trillionhybrid

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 8982
    Wealth Management Resources, Inc.Smithfield, RI · 622 clientsWealth managerHybrid
    Schwab 100%
    $385M
  2. 8991
    Weathervane Asset Management LLCFort Lauderdale, FL · 70 clientsPrivate fund adviserHybridPHX Financial, Inc., clears through Axos Clearing
    Schwab 100%
    $384M
  3. 8994
    Ketron Financial LLCNovato, CA · 262 clientsWealth managerHybrid
    Schwab 100%
    $384M
  4. 8997
    Paragon Financial ServicesRichmond, VA · 738 clientsWealth managerWrap sponsorHybrid
    LPL Financial 100%
    $384M
  5. 9000
    ATS Wealth ManagementSan Diego, CA · 471 clientsWealth managerHybrid
    Schwab 100%
    $384M
  6. 9002
    Vista Investment PartnersRichmond, IN · 494 clientsWealth managerHybrid
    Raymond James 93%
    $383M
  7. 9004
    Capital Management LLCGreensboro, NC · 238 clientsWealth managerHybrid
    Fidelity 51%Schwab 41%
    $383M
  8. 9006
    Dougherty & Associates Financial Advisors, Inc.Buffalo, MN · 1,069 clientsWealth managerHybrid
    Schwab 100%
    $383M
  9. 9013
    Carter Financial Group, Inc.Barrington, IL · 826 clientsWealth managerHybrid
    Schwab 100%
    $382M
  10. 9015
    Pictet Asset Management (USA) CorpNew York, NY · 8 clientsPrivate fund adviserHybridBank Pictet & CIE (europe) AG, Banque Pictet & CIE SA
    J.P. Morgan 79%
    $382M
  11. 9016
    The Strategic Financial AllianceAtlanta, GA · 1,463 clientsBroker-dealer firmHybridTimbrel Capital, LLC
    Pershing 100%
    $382M
  12. 9020
    Snyder Wealth GroupMedford, NY · 606 clientsWealth managerHybrid
    Pershing 100%
    $382M
  13. 9025
    Unique Wealth StrategiesBurr Ridge, IL · 397 clientsWealth managerWrap sponsorHybrid
    Schwab 100%
    $382M
  14. 9032
    Wealth Benefit Advisors, LLCHouston, TX · 187 clientsWealth managerHybrid
    Raymond James 100%
    $381M
  15. 9033
    Buttonwood Capital Management (BCM)Scottsdale, AZ · 355 clientsBroker-dealer firmHybrid
    LPL Financial 100%
    $381M
  16. 9034
    Philosmith Capital CorporationStamford, CT · 3 clientsBroker-dealer firmHybridPhilosmith Securities LLC
    State Street 82%
    $380M
  17. 9035
    Scala Capital LLCMiami, FL · 403 clientsWealth managerHybrid
    Schwab 75%Stonex Financial 25%
    $380M
  18. 9040
    Optima Capital LLCBeaverton, OR · 672 clientsWealth managerHybrid
    Schwab 100%
    $380M
  19. 9048
    CMG Wealth ManagementPlano, TX · 332 clientsWealth managerHybrid
    Schwab 100%
    $379M
  20. 9052
    Rubenstein PartnersPhiladelphia, PA · 12 clientsPrivate fund adviserHybrid
    No custodian reported
    $379M
  21. 9057
    Legacy Consulting GroupPlano, TX · 209 clientsWealth managerHybridPerryman Securities, Inc.
    Schwab 100%
    $379M
  22. 9058
    Agnello Financial Group, Inc.West Palm Beach, FL · 173 clientsWealth managerHybrid
    Pershing 100%
    $379M
  23. 9067
    Financial Advisory Partners, LLCWinter Park, FL · 147 clientsWealth managerBank-affiliatedHybridLanark Financial, Inc.
    RBC 100%
    $378M
  24. 9068
    Ashworth Wealth, LLCSouth Jordan, UT · 300 clientsWealth managerHybrid
    Schwab 80%
    $378M
  25. 9069
    Fairhaven Financial Advisory CorporationEast Lansing, MI · 805 clientsWealth managerHybrid
    Schwab 100%
    $378M
  26. 9072
    Axis Wealth Partners, LLCEast Providence, RI · 781 clientsWealth managerHybrid
    Fidelity 74%Schwab 26%
    $377M
  27. 9074
    Arrow Investment Advisors, LLCLaurel, MD · 2 clientsBroker-dealer firmHybridArcher Distributors, LLC
    No custodian reported
    $377M
  28. 9078
    Commonwealth Retirement Investments LLCRichmond, VA · 337 clientsWealth managerHybrid
    Schwab 100%
    $377M
  29. 9085
    Kleinfelder Capital, Inc.Cincinnati, OH · 498 clientsWealth managerWrap sponsorHybrid
    Fidelity 100%
    $377M
  30. 9090
    Stonecrest Wealth Management, IncChandler, AZ · 385 clientsWealth managerHybrid
    Raymond James 100%
    $376M
  31. 9097
    Retirement Planning Group, LLCMalta, NY · 1,043 clientsWealth managerHybrid
    Fidelity 100%
    $375M
  32. 9103
    Cibest Capital Advisory Services LLCMiami, FL · 462 clientsAsset managerHybridCibest Capital Panama S.A., Cibest Capital Securities, LLC, clears through Pershing
    Pershing 86%
    $375M
  33. 9114
    Aurora Private Wealth, Inc.Totowa, NJ · 1,508 clientsWealth managerWrap sponsorHybridAPW Capital, Inc.
    Schwab 67%
    $374M
  34. 9115
    Demars Financial Group LLCSpokane Valley, WA · 502 clientsWealth managerHybrid
    Fidelity 100%
    $374M
  35. 9120
    Capital Investment AdvisorsWashington D.C., DC · 437 clientsWealth managerHybrid
    Assetmark Brokerage 66%Pershing 34%
    $374M
  36. 9122
    Morey & Quinn Wealth PartnersOmaha, NE · 548 clientsWealth managerWrap sponsorHybrid
    Raymond James 100%
    $373M
  37. 9124
    Uniwealth Advisors, Inc.9 clientsAsset managerHybrid
    Pershing 100%
    $373M
  38. 9127
    The Karras Company, Inc.Roy, UT · 251 clientsWealth managerHybrid
    Raymond James 100%
    $373M
  39. 9129
    Richard W. Paul & Associates, LLCNovi, MI · 674 clientsWealth managerHybridMatthew Paul
    Fidelity 100%
    $373M
  40. 9130
    Hibernia Wealth Partners, LLCBaton Rouge, LA · 653 clientsWealth managerWrap sponsorHybrid
    LPL Financial 100%
    $373M

RIAs by state