Wealth manager, independent · Richmond, IN
Vista Investment Partners
Vista Investment Partners II, LLC · SEC-registered investment adviser · CRD 327983 · SEC 801-128904
At a glance
Vista Investment Partners is an SEC-registered investment adviser based in Richmond, Indiana, with $383 million in regulatory assets under management as of its Form ADV filed September 28, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 491 individual clients. By Form ADV it is a wealth manager, ranked 3,637th of 8,915 wealth managers and 9,002nd of 17,210 SEC-registered advisers by assets.
Main office 765-962-5153vistainvestment.netLinkedInAs filed on Form ADV
- Regulatory AUM
- $383M
- Rank among wealth managers
- #3,637 of 8,915
- Rank among all SEC RIAs
- #9,002 of 17,210
- Rank in Indiana
- #77 of 146
- Individual clients
- 491
- High-net-worth clients
- 94
- Accounts
- 1,548
- Discretionary
- 100% of AUM
- Employees
- 12
- Advisory staff
- 6
- Offices
- 2
Owners and executives on its Form ADV
- Brett D. GuileyManaging Partner
- Sarah E. PeacockManager
- Dennis R. MasonCCO
Custody and brokerage
Broker-dealer
Hybrid RIA
Vista Investment Partners is a hybrid RIA: 6 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed August 2026) names Level Four Financial as the broker-dealer its advisers are registered with.
Certain employees of Vista are also Registered Representatives of Level Four Financial, LLC (“Level Four”), a FINRA and SIPC member and registered broker/dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 94 | $249M | 65% |
| Individuals | 397 | $126M | 33% |
| Corporations or other businesses | 3 | $6M | 2% |
| Charitable organizations | – | $2M | <1% |
Disciplinary disclosures
Vista Investment Partners answers yes to 2 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Educational seminars and workshops
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗vistainvestment.net ↗
AtlasMembers
The full record on Vista Investment Partners
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 2 years of filings
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- Growth over one, three and five years
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- Rank against 6,127 peers of its type and size
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- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Background
Questions
How much does Vista Investment Partners manage?
Vista Investment Partners reports $383 million in regulatory assets under management across 1,548 accounts, 100% of it on a discretionary basis, on its Form ADV filed September 28, 2026.
What kind of firm is Vista Investment Partners?
Vista Investment Partners is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Vista Investment Partners’s clients?
By assets, its largest client types are high-net-worth individuals ($249 million, 94 clients); individuals ($126 million, 397 clients); corporations or other businesses ($6 million, 3 clients).
Does Vista Investment Partners have any disciplinary history?
Vista Investment Partners answers yes to 2 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Vista Investment Partners’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-28), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →