Chief Compliance Officer · Vert Asset Management LLC
Dennis R. Mason
CRD 3107130 · Named on Form ADV at 5 SEC-registered advisers
At a glance
Vert Asset Management LLC, an SEC-registered asset manager based in Sausalito, CA with $464 million in regulatory assets, lists Dennis R. Mason on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Dennis at 4 other registered advisers.
Firms and roles
- Vert Asset Management LLCChief Compliance OfficerAsset manager · Sausalito, CA · $464M in regulatory assets
- Red Cedar Investment ManagementCCOAsset manager · Grand Rapids, MI · $3.3B in regulatory assets
- Vista Investment PartnersCCOWealth manager · Richmond, IN · $383M in regulatory assets
- Fountain Square Asset ManagementChief Compliance OfficerWealth manager · Cincinnati, OH · $234M in regulatory assets
- Reflection Asset ManagementCCOAsset manager · United States · $229M in regulatory assets
AtlasMembers
Dennis’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 5 firmsLocked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
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Colleagues named on the same filings (12)
- Samuel C. AdamsManaging Member, Vert Asset Management LLC
- Sarah J. AdamsManaging Member, Vert Asset Management LLC
- JOHN L. CASSADYCeo/co-Cio, Red Cedar Investment Management
- David L. WithrowManager & Senior Market Strategist, Red Cedar Investment Management
- Michael D. FeldhausManager, Director of Sales & Marketing, Red Cedar Investment Management
7 more people named with Dennis on the same filings, with titles and firms. Free in Atlas with a free account.
See all 12 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Dennis’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.